Form 4 for APT ALPHA PRO TECH LTD
Accepted 2024-03-20 00:00:00 ET · period of report 2024-03-18 · accession 0001415889-24-008709 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-20 | 2024-03-18 | APT | HOFFMAN LLOYD | CEO AND Pres, Dir | M - OptEx | $3.62 | +100.0K | 222.5K | +82% | +$362.0K |
| DM | 2024-03-20 | 2024-03-18 | APT | HOFFMAN LLOYD | CEO AND Pres, Dir | M - OptEx | $0.00 | -100.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2024-03-18 | M | A | 100,000 | $3.62 | 222,505 | D | — | — | |
| 2 | Derivative | options | 2024-03-18 | M | D | 33,333 | $0.00 | 33,333 | D | $3.62 · 2021-03-20 to 2024-03-19 | 33,333 common stock | |
| 3 | Derivative | options | 2024-03-18 | M | D | 33,334 | $0.00 | 66,666 | D | $3.62 · 2020-03-20 to 2024-03-19 | 33,334 common stock | |
| 4 | Derivative | options | 2024-03-18 | M | D | 33,333 | $0.00 | 0 | D | $3.62 · 2022-09-19 to 2024-09-19 | 33,333 Common Stock |