Form 4 for BKKT Bakkt, Inc.
Accepted 2024-03-26 00:00:00 ET · period of report 2024-03-26 · accession 0001415889-24-009128 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-03-26 | 2024-03-26 | BKKT | Main Andrew A | Pres, Chief EXEC Off, Dir | A - Grant | $0.00 | +9.15M | 9.46M | +2,935% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-03-26 | A | A | 9,146,341 | $0.00 | 9,457,983 | D | — | — | (F1) These securities are Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. 40% of the RSUs shall vest on the one year anniversary of the grant date and 30% of the RSUs shall vest on each of the second and third year anniversaries of the grant date, provided that the Reporting Person continues to provide services to the Issuer through each such date. (F2) Includes 9,146,341 shares of Class A Common Stock subject to RSUs that remain subject to vesting. |