Form 4 for NTRA Natera, Inc.
Accepted 2024-03-29 00:00:00 ET · period of report 2024-03-15 · accession 0001415889-24-009473 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-29 | 2024-03-27 | NTRA | Chapman Steven Leonard | CEO AND Pres, Dir | M - OptEx | — | +5,184 | 237.2K | +2% | — |
| DMI | 2024-03-29 | 2024-03-15 | NTRA | Chapman Steven Leonard | CEO AND Pres, Dir | S - Sale+OE | $89.02 | -50.9K | 0 | -100% | -$4.53M |
| D | 2024-03-29 | 2024-03-28 | NTRA | Chapman Steven Leonard | CEO AND Pres, Dir | S - Sale+OE | $90.42 | -2,662 | 234.5K | -1% | -$240.7K |
| D | 2024-03-29 | 2024-03-27 | NTRA | Chapman Steven Leonard | CEO AND Pres, Dir | M - OptEx | $0.00 | -5,184 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-27 | M | A | 5,184 | — | 237,188 | D | — | — | (F7) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. |
| 2 | Common | Common Stock | 2024-03-15 | S | D | 10,265 | $87.98 | 40,645 | I By Chapman Family Trust | — | — | (F1) The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2023. (F2) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.4050 to $88.40 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) Includes 50,910 shares previously reported as owned indirectly by the Rosewood Trust. (F4) The Reporting Person is a trustee of the Chapman Family Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
| 3 | Common | Common Stock | 2024-03-15 | S | D | 20,575 | $88.97 | 20,070 | I By Chapman Family Trust | — | — | (F1) The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2023. (F5) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.4050 to $89.39 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F4) The Reporting Person is a trustee of the Chapman Family Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
| 4 | Common | Common Stock | 2024-03-15 | S | D | 20,070 | $89.60 | 0 | I By Chapman Family Trust | — | — | (F1) The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2023. (F6) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.4050 to $89.90 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F4) The Reporting Person is a trustee of the Chapman Family Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
| 5 | Common | Common Stock | 2024-03-28 | S | D | 2,662 | $90.42 | 234,526 | D | — | — | (F8) The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and made pursuant to a written instruction that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act contained in the Reporting Person's Stock Unit Agreement granted on March 27, 2020. |
| 6 | Derivative | Restricted Stock Unit | 2024-03-27 | M | D | 5,184 | $0.00 | 0 | D | — · — to — | 5,184 Common Stock | (F7) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F9) The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter. |