Form 4 for CERT Certara, Inc.
Accepted 2024-04-03 00:00:00 ET · period of report 2024-04-01 · accession 0001415889-24-010075 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-04-03 | 2024-04-01 | CERT | Traynor Richard M. | SVP AND GC | F - Tax | $17.88 | -6,244 | 167.8K | -4% | -$111.6K |
| DM | 2024-04-03 | 2024-04-01 | CERT | Traynor Richard M. | SVP AND GC | M - OptEx | $0.00 | +13.3K | 178.8K | +8% | $0 |
| D | 2024-04-03 | 2024-04-01 | CERT | Traynor Richard M. | SVP AND GC | S - Sale+OE | $18.00 | -3,000 | 173.5K | -2% | -$54.0K |
| DM | 2024-04-03 | 2024-04-01 | CERT | Traynor Richard M. | SVP AND GC | M - OptEx | $0.00 | -13.3K | 13.3K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-01 | F | D | 2,245 | $17.88 | 172,156 | D | — | — | (F2) Represents RSUs of Certara withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes, 1, 4, and 5, exempt under Rule 16b-3. |
| 2 | Common | Common Stock | 2024-04-01 | M | A | 6,651 | $0.00 | 174,401 | D | — | — | (F4) Each RSU was granted on April 1, 2022, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on March 31, 2023. One-third of the RSUs vested and were settled on April 1, 2024. The remaining one-third of the RSUs are scheduled to vest and settle on April 1, 2025. |
| 3 | Common | Common Stock | 2024-04-01 | F | D | 2,276 | $17.88 | 176,524 | D | — | — | (F2) Represents RSUs of Certara withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes, 1, 4, and 5, exempt under Rule 16b-3. |
| 4 | Common | Common Stock | 2024-04-01 | F | D | 1,723 | $17.88 | 167,750 | D | — | — | (F2) Represents RSUs of Certara withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes, 1, 4, and 5, exempt under Rule 16b-3. (F3) The total reported in Column 5 includes 5,495 RSUs which was previously reported in Table 1 of Form 4. |
| 5 | Common | Common Stock | 2024-04-01 | S | D | 3,000 | $18.00 | 173,524 | D | — | — | |
| 6 | Common | Common Stock | 2024-04-01 | M | A | 6,644 | $0.00 | 178,800 | D | — | — | (F5) Each RSU was granted on April 1, 2023, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2024. The remaining two-thirds of the RSUs are scheduled to vest and settle in equal parts on April 1, 2025 and April 1, 2026. |
| 7 | Derivative | Restricted Stock Units | 2024-04-01 | M | D | 6,651 | $0.00 | 6,651 | D | — · — to 2025-04-01 | 6,651 Common Stock | (F4) Each RSU was granted on April 1, 2022, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on March 31, 2023. One-third of the RSUs vested and were settled on April 1, 2024. The remaining one-third of the RSUs are scheduled to vest and settle on April 1, 2025. |
| 8 | Derivative | Restricted Stock Units | 2024-04-01 | M | D | 6,644 | $0.00 | 13,288 | D | — · — to 2026-04-01 | 6,644 Common Stock | (F5) Each RSU was granted on April 1, 2023, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2024. The remaining two-thirds of the RSUs are scheduled to vest and settle in equal parts on April 1, 2025 and April 1, 2026. |