Form 4 for NBHC National Bank Holdings Corp
Accepted 2024-04-03 00:00:00 ET · period of report 2024-04-01 · accession 0001415889-24-010224 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-04-03 | 2024-04-01 | NBHC | Newfield Richard U Jr. | CHIEF RISK MNGMT Off | A - Grant | $0.00 | +8,787 | 142.5K | +7% | $0 |
| 2024-04-03 | 2024-04-01 | NBHC | Newfield Richard U Jr. | CHIEF RISK MNGMT Off | F - Tax | $35.41 | -1,249 | 144.1K | -0.9% | -$44.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-01 | A | A | 2,857 | $0.00 | 145,386 | D | — | — | (F2) Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on April 1, 2021. |
| 2 | Common | Common Stock | 2024-04-01 | A | A | 5,930 | $0.00 | 142,529 | D | — | — | (F1) Shares of restricted stock granted under the NBHC 2023 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2025. |
| 3 | Common | Common Stock | 2024-04-01 | F | D | 1,249 | $35.41 | 144,137 | D | — | — | (F3) Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on April 1, 2024. |