Form 4 for STKS ONE Group Hospitality, Inc.
Accepted 2024-04-04 00:00:00 ET · period of report 2024-04-02 · accession 0001415889-24-010288 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-04 | 2024-04-03 | STKS | Loy Tyler | CFO | F - Tax | $3.54 | -6,990 | 178.6K | -4% | -$24.7K |
| DM | 2024-04-04 | 2024-04-02 | STKS | Loy Tyler | CFO | A - Grant | $0.00 | +26.2K | 185.6K | +16% | $0 |
| D | 2024-04-04 | 2024-04-02 | STKS | Loy Tyler | CFO | A - Grant | $0.00 | +14.2K | 14.2K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-03 | F | D | 6,990 | $3.54 | 178,644 | D | — | — | (F2) Reflects shares withheld on tax liability upon the vesting of 14,117 restricted stock units. |
| 2 | Common | Common Stock | 2024-04-02 | A | A | 12,000 | $0.00 | 171,455 | D | — | — | |
| 3 | Common | Common Stock | 2024-04-02 | A | A | 14,179 | $0.00 | 185,634 | D | — | — | (F1) Represents a performance-based grant of 14,179 restricted stock units (RSUs) issued under the Issuer's 2019 Equity Incentive Plan. The performance-based RSUs may be earned at any time prior to the third anniversary of the grant date based on attaining a 15% year-over-year increase in compounded annual growth rate in the volume-weighted average price of the Company's stock. |
| 4 | Derivative | Stock Option (right to buy) | 2024-04-02 | A | A | 14,209 | $0.00 | 14,209 | D | $5.73 · 2025-04-02 to 2034-04-02 | 14,209 Common Stock |