InsiderTrades

Form 4 for CXM Sprinklr, Inc.

Accepted 2024-04-05 00:00:00 ET · period of report 2024-04-04 · accession 0001415889-24-010447 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DMI 2024-04-05 2024-04-04 CXM Agrawal Neeraj Dir, 10% C - Cnv Deriv — +5.35M 89.7K New —
DMI 2024-04-05 2024-04-04 CXM Agrawal Neeraj Dir, 10% C - Cnv Deriv $0.00 -5.35M 5.33M -50% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2024-04-04 C A 5,300,000 — 9,236,367 I By Battery Ventures IX, L.P. — — (F1) These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. (F2) The securities held by Battery Ventures IX, L.P. ("BV IX") prior to the transaction reported herein reflect the pro rata distribution in kind effected by BV IX to its general partner and limited partners for no additional consideration, and the further pro rata distribution in kind by the general partner of BV IX, for no additional consideration to its members, including the Reporting Person. (F3) Securities are held by BV IX. Battery Partners IX, LLC ("BP IX") is the general partner of BV IX. The Reporting Person is a managing member of BP IX and maybe deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
2 Common Class A Common Stock 2024-04-04 C A 53,000 — 89,652 I By Battery Investment Partners IX, LLC — — (F1) These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. (F4) The securities held by Battery Investment Partners IX, LLC ("BIP IX") prior to the transaction reported herein reflect the pro rata distribution in kind effected by BIP IX to its members for no additional consideration. (F5) Securities are held by BIP IX. BP IX is the managing member of BIP IX. The Reporting Person is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
3 Derivative Class B Common Stock 2024-04-04 C D 53,000 $0.00 53,335 I By Battery Investment Partners IX, LLC — · — to — 53,000 Class A Common Stock (F10) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. (F5) Securities are held by BIP IX. BP IX is the managing member of BIP IX. The Reporting Person is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. (F1) These shares of Class B common stock were converted on a one-for-one basis into Class A common stock.
4 Derivative Class B Common Stock 2024-04-04 C D 5,300,000 $0.00 5,334,367 I By Battery Ventures IX, L.P. — · — to — 5,300,000 Class A Common Stock (F10) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. (F3) Securities are held by BV IX. Battery Partners IX, LLC ("BP IX") is the general partner of BV IX. The Reporting Person is a managing member of BP IX and maybe deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. (F1) These shares of Class B common stock were converted on a one-for-one basis into Class A common stock.