Form 4 for FRSH Freshworks Inc.
Accepted 2024-04-10 00:00:00 ET · period of report 2024-04-08 · accession 0001415889-24-010672 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-10 | 2024-04-10 | FRSH | AUSTIN ROXANNE S | Dir | C - Cnv Deriv | $0.00 | +12.6K | 250.8K | +5% | $0 |
| D | 2024-04-10 | 2024-04-08 | FRSH | AUSTIN ROXANNE S | Dir | J - Other | $0.00 | +149.0K | 238.2K | +167% | $0 |
| DM | 2024-04-10 | 2024-04-08 | FRSH | AUSTIN ROXANNE S | Dir | M - OptEx | $0.00 | 0 | 263.5K | New | $0 |
| D | 2024-04-10 | 2024-04-08 | FRSH | AUSTIN ROXANNE S | Dir | J - Other | $0.00 | -149.0K | 0 | -100% | $0 |
| D | 2024-04-10 | 2024-04-10 | FRSH | AUSTIN ROXANNE S | Dir | C - Cnv Deriv | $0.00 | -12.6K | 250.9K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-04-10 | C | A | 12,601 | $0.00 | 250,761 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-04-08 | J | A | 148,960 | $0.00 | 238,160 | D | — | — | |
| 3 | Derivative | Class B Common Stock | 2024-04-08 | M | D | 11,460 | $0.00 | 148,960 | D | — · — to 2031-05-16 | 11,460 Class B Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class B Common Stock. (F3) The shares of Class B Common Stock are to be acquired upon the vesting of RSU award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following May 8, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date. |
| 4 | Derivative | Restricted Stock Units | 2024-04-08 | J | D | 148,960 | $0.00 | 0 | D | $0.00 · — to — | 148,960 Class A Common Stock | (F3) The shares of Class B Common Stock are to be acquired upon the vesting of RSU award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following May 8, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date. (F5) Not applicable. |
| 5 | Derivative | Class B Common Stock | 2024-04-08 | M | A | 11,460 | $0.00 | 263,530 | D | — · — to — | 11,460 Class A Common Stock | (F4) Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. |
| 6 | Derivative | Class B Common Stock | 2024-04-10 | C | D | 12,601 | $0.00 | 250,929 | D | — · — to — | 12,601 Class A Common Stock | (F4) Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. |