Form 4 for AGX ARGAN INC
Accepted 2024-04-18 00:00:00 ET · period of report 2024-04-16 · accession 0001415889-24-011139 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-04-18 | 2024-04-16+ | AGX | BOSSELMANN RAINER H | Dir | M - OptEx | $0.00 | +5,418 | 306.2K | +2% | $0 |
| DM | 2024-04-18 | 2024-04-16+ | AGX | BOSSELMANN RAINER H | Dir | M - OptEx | $0.00 | -8,333 | 4,168 | -67% | $0 |
| D | 2024-04-18 | 2024-04-16 | AGX | BOSSELMANN RAINER H | Dir | D - Sale to Iss | $0.00 | -12.5K | 12.5K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-16 | M | A | 2,740 | $0.00 | 303,541 | D | — | — | (F1) Pursuant to the three-year vesting schedule of the Time-Based Restricted Stock Unit awarded to the Reporting Person on April 16, 2021, 4,166 shares of Common Stock became issuable to the Reporting Person on April 16, 2024. |
| 2 | Common | Common Stock | 2024-04-18 | M | A | 2,678 | $0.00 | 306,219 | D | — | — | (F2) Pursuant to the three-year vesting schedule of the Time-Based Restricted Stock Unit awarded to the Reporting Person on April 18, 2022, 4,167 shares of Common Stock became issuable to the Reporting Person on April 18, 2024 |
| 3 | Derivative | Time-Based Restricted Stock Units | 2024-04-16 | M | D | 4,166 | $0.00 | 8,335 | D | $0.00 · — to — | 0 Common Stock | (F1) Pursuant to the three-year vesting schedule of the Time-Based Restricted Stock Unit awarded to the Reporting Person on April 16, 2021, 4,166 shares of Common Stock became issuable to the Reporting Person on April 16, 2024. |
| 4 | Derivative | Performance-Based Restricted Stock Units | 2024-04-16 | D | D | 12,500 | $0.00 | 12,500 | D | $0.00 · — to — | 12,500 Common Stock | (F3) Performance-Based Restricted Stock Units ("PRSUs") awarded on 4/16/2021 were forfeited due to failure to achieve the required Total Stock Return ("TSR") ranking. |
| 5 | Derivative | Time-Based Restricted Stock Units | 2024-04-18 | M | D | 4,167 | $0.00 | 4,168 | D | $0.00 · — to — | 0 Common Stock | (F2) Pursuant to the three-year vesting schedule of the Time-Based Restricted Stock Unit awarded to the Reporting Person on April 18, 2022, 4,167 shares of Common Stock became issuable to the Reporting Person on April 18, 2024 |