Form 4 for AGX ARGAN INC
Accepted 2024-04-18 00:00:00 ET · period of report 2024-04-16 · accession 0001415889-24-011143 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-04-18 | 2024-04-16+ | AGX | Deily Richard H | CFO, SVP | M - OptEx | $28.77 | +7,603 | 7,519 | New | +$218.7K |
| DM | 2024-04-18 | 2024-04-16+ | AGX | Deily Richard H | CFO, SVP | M - OptEx | $0.00 | -32.3K | 29.5K | -52% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-16 | M | A | 1,875 | $37.60 | 11,583 | D | — | — | (F3) On April 16, 2024, the Reporting Person exercised his stock option awarded on April 13, 2018 to purchase 10,000 shares of the Issuer's Common Stock at a price of $37.60 per share. |
| 2 | Common | Common Stock | 2024-04-16 | M | A | 2,189 | $33.85 | 9,708 | D | — | — | (F2) On April 16, 2024, the Reporting Person exercised his stock option awarded on April 13, 2016 to purchase 10,000 shares of the Issuer's Common Stock at a price of $33.85 per share. |
| 3 | Common | Common Stock | 2024-04-16 | M | A | 2,192 | $33.81 | 13,775 | D | — | — | (F4) On April 16, 2024, the Reporting Person exercised his stock option awarded on April 16, 2021 to purchase 10,000 shares of the Issuer's Common Stock at a price of $33.81 per share. |
| 4 | Common | Common Stock | 2024-04-18 | M | A | 666 | $0.00 | 14,441 | D | — | — | (F5) Pursuant to the three-year vesting schedule of the TRSU awarded to the Reporting Person on April 18, 2022, 1,167 shares of Common Stock became issuable to the Reporting Person on April 18, 2024. |
| 5 | Common | Common Stock | 2024-04-16 | M | A | 681 | $0.00 | 7,519 | D | — | — | (F1) Pursuant to the three-year vesting schedule of the Time-Based Restricted Stock Unit ("TRSU") awarded to the Reporting Person on April 16, 2021, 1,166 shares of Common Stock became issuable to the Reporting Person on April 16, 2024. |
| 6 | Derivative | Time-Based Restricted Stock Units | 2024-04-16 | M | D | 1,166 | $0.00 | 10,668 | D | $0.00 · — to — | 1,166 Common Stock | (F1) Pursuant to the three-year vesting schedule of the Time-Based Restricted Stock Unit ("TRSU") awarded to the Reporting Person on April 16, 2021, 1,166 shares of Common Stock became issuable to the Reporting Person on April 16, 2024. |
| 7 | Derivative | Time-Based Restricted Stock Units | 2024-04-18 | M | D | 1,167 | $0.00 | 9,501 | D | $0.00 · — to — | 1,167 Common Stock | (F5) Pursuant to the three-year vesting schedule of the TRSU awarded to the Reporting Person on April 18, 2022, 1,167 shares of Common Stock became issuable to the Reporting Person on April 18, 2024. |
| 8 | Derivative | Option to Purchase Common Stock | 2024-04-16 | M | D | 10,000 | $0.00 | 49,500 | D | $33.85 · 2017-04-13 to 2026-04-13 | 10,000 Common Stock | (F2) On April 16, 2024, the Reporting Person exercised his stock option awarded on April 13, 2016 to purchase 10,000 shares of the Issuer's Common Stock at a price of $33.85 per share. |
| 9 | Derivative | Option to Purchase Common Stock | 2024-04-16 | M | D | 10,000 | $0.00 | 39,500 | D | $37.60 · 2019-04-13 to 2028-04-13 | 10,000 Common Stock | (F3) On April 16, 2024, the Reporting Person exercised his stock option awarded on April 13, 2018 to purchase 10,000 shares of the Issuer's Common Stock at a price of $37.60 per share. |
| 10 | Derivative | Option to Purchase Common Stock | 2024-04-16 | M | D | 10,000 | $0.00 | 29,500 | D | $33.81 · 2022-04-16 to 2031-04-16 | 10,000 Common Stock | (F4) On April 16, 2024, the Reporting Person exercised his stock option awarded on April 16, 2021 to purchase 10,000 shares of the Issuer's Common Stock at a price of $33.81 per share. |