Form 4 for IBTA Ibotta, Inc.
Accepted 2024-04-22 00:00:00 ET · period of report 2024-04-22 · accession 0001415889-24-011301 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-04-22 | 2024-04-22 | IBTA | DOSHI AMIT | Dir | S - Sale | $88.00 | -52.7K | 200.0K | -21% | -$4.64M |
| DMI | 2024-04-22 | 2024-04-22 | IBTA | DOSHI AMIT | Dir | J - Other | — | 0 | 0 | New | — |
| DM | 2024-04-22 | 2024-04-22 | IBTA | DOSHI AMIT | Dir | J - Other | — | 0 | 4,545 | New | — |
| DI | 2024-04-22 | 2024-04-22 | IBTA | DOSHI AMIT | Dir | C - Cnv Deriv | — | +252.7K | 252.7K | New | — |
| D | 2024-04-22 | 2024-04-22 | IBTA | DOSHI AMIT | Dir | C - Cnv Deriv | — | +33.8K | 33.8K | New | — |
| D | 2024-04-22 | 2024-04-22 | IBTA | DOSHI AMIT | Dir | C - Cnv Deriv | — | -33.8K | 0 | -100% | — |
| DI | 2024-04-22 | 2024-04-22 | IBTA | DOSHI AMIT | Dir | C - Cnv Deriv | — | -252.7K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-04-22 | S | D | 52,748 | $88.00 | 200,000 | I See footnote | — | — | (F6) The shares are held by Harbor Spring Master Fund. |
| 2 | Common | Class A Common Stock | 2024-04-22 | J | A | 252,748 | — | 252,748 | I See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F6) The shares are held by Harbor Spring Master Fund. |
| 3 | Common | Class A Common Stock | 2024-04-22 | J | A | 33,783 | — | 38,328 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F7) Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 4 | Common | Common Stock | 2024-04-22 | C | A | 252,748 | — | 252,748 | I See footnote | — | — | (F4) Each share of Series C-1 Preferred Stock shall automatically convert into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and has no expiration date. (F5) The shares are held by Harbor Spring Master Fund, LP ("Harbor Spring Master Fund"). Harbor Spring Capital, LLC is the Investment Manager of Harbor Spring Master Fund. The Reporting Person is the Managing Partner of Harbor Spring Capital, LLC. Each of Harbor Spring Master Fund, Harbor Spring Capital, LLC and the Reporting Person may be deemed to beneficially own the securities held by Harbor Spring Master Fund. |
| 5 | Common | Common Stock | 2024-04-22 | J | D | 252,748 | — | 0 | I See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F6) The shares are held by Harbor Spring Master Fund. |
| 6 | Common | Common Stock | 2024-04-22 | J | D | 33,783 | — | 0 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). |
| 7 | Common | Common Stock | 2024-04-22 | J | D | 4,545 | — | 0 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). |
| 8 | Common | Class A Common Stock | 2024-04-22 | J | A | 4,545 | — | 4,545 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F2) These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 9 | Common | Common Stock | 2024-04-22 | C | A | 33,783 | — | 33,783 | D | — | — | (F3) Each share of Series Seed Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. |
| 10 | Derivative | Series Seed Preferred Stock | 2024-04-22 | C | D | 33,783 | — | 0 | D | — · — to — | 33,783 Common Stock | (F3) Each share of Series Seed Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. |
| 11 | Derivative | Series C-1 Preferred Stock | 2024-04-22 | C | D | 252,748 | — | 0 | I See footnote | — · — to — | 252,748 Common Stock | (F4) Each share of Series C-1 Preferred Stock shall automatically convert into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and has no expiration date. (F6) The shares are held by Harbor Spring Master Fund. |