Form 4 for IBTA Ibotta, Inc.
Accepted 2024-04-22 00:00:00 ET · period of report 2024-04-22 · accession 0001415889-24-011302 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-04-22 | 2024-04-22 | IBTA | El Tabib Amir | Chief Business Dev. Off | M - OptEx | $18.11 | +17.8K | 113.5K | +19% | +$321.7K |
| DM | 2024-04-22 | 2024-04-22 | IBTA | El Tabib Amir | Chief Business Dev. Off | J - Other | — | 0 | 0 | New | — |
| D | 2024-04-22 | 2024-04-22 | IBTA | El Tabib Amir | Chief Business Dev. Off | S - Sale+OE | $88.00 | -23.0K | 90.5K | -20% | -$2.02M |
| DM | 2024-04-22 | 2024-04-22 | IBTA | El Tabib Amir | Chief Business Dev. Off | J - Other | — | 0 | 82.5K | New | — |
| DM | 2024-04-22 | 2024-04-22 | IBTA | El Tabib Amir | Chief Business Dev. Off | M - OptEx | $0.00 | -17.8K | 76.0K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-04-22 | M | A | 104 | $10.40 | 107,055 | D | — | — | (F2) Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 2 | Common | Class A Common Stock | 2024-04-22 | M | A | 3,611 | $19.25 | 106,951 | D | — | — | (F2) Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 3 | Common | Class A Common Stock | 2024-04-22 | M | A | 2,573 | $8.30 | 103,340 | D | — | — | (F2) Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 4 | Common | Class A Common Stock | 2024-04-22 | M | A | 5,000 | $12.75 | 100,767 | D | — | — | (F2) Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 5 | Common | Class A Common Stock | 2024-04-22 | J | A | 95,767 | — | 95,767 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F2) Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 6 | Common | Common Stock | 2024-04-22 | J | D | 95,767 | — | 0 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). |
| 7 | Common | Class A Common Stock | 2024-04-22 | S | D | 23,000 | $88.00 | 90,528 | D | — | — | (F2) Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 8 | Common | Class A Common Stock | 2024-04-22 | M | A | 6,473 | $25.64 | 113,528 | D | — | — | (F2) Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 5,000 | — | 0 | D | $12.75 · — to 2030-02-04 | 5,000 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F4) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 5,000 | — | 5,000 | D | $12.75 · — to 2030-02-04 | 5,000 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F4) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 11 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 625 | — | 0 | D | $6.55 · — to 2030-05-05 | 625 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F5) This option, originally for 15,000 shares of Common Stock, vested as to 1/48th of the shares on June 5, 2020 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 12 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 625 | — | 625 | D | $6.55 · — to 2030-05-05 | 625 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F5) This option, originally for 15,000 shares of Common Stock, vested as to 1/48th of the shares on June 5, 2020 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 13 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 8,198 | — | 0 | D | $8.30 · — to 2030-12-08 | 8,198 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F6) This option, originally for 30,000 shares of Common Stock, vested as to 1/48th of the shares on January 8, 2021 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 14 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 8,198 | — | 8,198 | D | $8.30 · — to 2030-12-08 | 8,198 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F6) This option, originally for 30,000 shares of Common Stock, vested as to 1/48th of the shares on January 8, 2021 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 15 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 47,775 | — | 0 | D | $22.20 · — to 2031-07-15 | 47,775 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F7) 1/48th of the shares subject to the option vested on August 15, 2021 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 16 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 47,775 | — | 47,775 | D | $22.20 · — to 2031-07-15 | 47,775 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F7) 1/48th of the shares subject to the option vested on August 15, 2021 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 17 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 20,000 | — | 0 | D | $22.20 · — to 2031-08-03 | 20,000 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F8) The shares subject to this option become eligible to vest (eligible shares) upon the extension of certain key business agreements. In order for any eligible shares to vest, the Reporting Person must remain continuously employed through April 1 following the fiscal year in which the goal is achieved. In addition, if there is a change in control by certain Ibotta Performance Network ("IPN") partners, then 50% of the shares subject to this option will immediately vest, and the remaining portion of this option will immediately terminate and be cancelled. |
| 18 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 20,000 | — | 20,000 | D | $22.20 · — to 2031-08-03 | 20,000 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F8) The shares subject to this option become eligible to vest (eligible shares) upon the extension of certain key business agreements. In order for any eligible shares to vest, the Reporting Person must remain continuously employed through April 1 following the fiscal year in which the goal is achieved. In addition, if there is a change in control by certain Ibotta Performance Network ("IPN") partners, then 50% of the shares subject to this option will immediately vest, and the remaining portion of this option will immediately terminate and be cancelled. |
| 19 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 5,000 | — | 0 | D | $19.25 · — to 2032-08-02 | 5,000 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F9) 1/36th of the shares subject to the option vested on February 3, 2022 and 1/36th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 20 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 5,000 | — | 5,000 | D | $19.25 · — to 2032-08-02 | 5,000 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F9) 1/36th of the shares subject to the option vested on February 3, 2022 and 1/36th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 21 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 3,647 | — | 0 | D | $10.40 · — to 2033-03-07 | 3,647 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F10) This option, originally for 5,000 shares of Common Stock, vested as to 1/48th of the shares on February 16, 2023 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 22 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 3,647 | — | 3,647 | D | $10.40 · — to 2033-03-07 | 3,647 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F10) This option, originally for 5,000 shares of Common Stock, vested as to 1/48th of the shares on February 16, 2023 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 23 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 82,500 | — | 0 | D | $25.64 · — to 2033-12-05 | 82,500 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F11) 1/48th of the shares subject to the option vested on December 10, 2023 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 24 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 82,500 | — | 82,500 | D | $25.64 · — to 2033-12-05 | 82,500 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F11) 1/48th of the shares subject to the option vested on December 10, 2023 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 25 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | M | D | 5,000 | $0.00 | 0 | D | $12.75 · — to 2030-02-04 | 5,000 Class A Common Stock | (F4) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 26 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | M | D | 2,573 | $0.00 | 5,625 | D | $8.30 · — to 2030-12-08 | 2,573 Class A Common Stock | (F6) This option, originally for 30,000 shares of Common Stock, vested as to 1/48th of the shares on January 8, 2021 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 27 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | M | D | 3,611 | $0.00 | 1,389 | D | $19.25 · — to 2032-08-02 | 3,611 Class A Common Stock | (F12) This option, originally for 5,000 shares of Common Stock, vested as to 1/36th of the shares on February 3, 2022 and 1/36th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 28 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | M | D | 104 | $0.00 | 3,543 | D | $10.40 · — to 2033-03-07 | 104 Class A Common Stock | (F10) This option, originally for 5,000 shares of Common Stock, vested as to 1/48th of the shares on February 16, 2023 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 29 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | M | D | 6,473 | $0.00 | 76,027 | D | $25.64 · — to 2033-12-05 | 6,473 Class A Common Stock | (F13) This option, originally for 82,500 shares of Common Stock, vested as to 1/48th of the shares on December 10, 2023 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |