Form 4 for IBTA Ibotta, Inc.
Accepted 2024-04-22 00:00:00 ET · period of report 2024-04-22 · accession 0001415889-24-011304 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-04-22 | 2024-04-22 | IBTA | Lehrman Thomas D | Dir | J - Other | — | 0 | 0 | New | — |
| DMI | 2024-04-22 | 2024-04-22 | IBTA | Lehrman Thomas D | Dir | J - Other | — | 0 | 267.0K | New | — |
| D | 2024-04-22 | 2024-04-22 | IBTA | Lehrman Thomas D | Dir | S - Sale | $88.00 | -89.8K | 273.8K | -25% | -$7.90M |
| DMI | 2024-04-22 | 2024-04-22 | IBTA | Lehrman Thomas D | Dir | S - Sale | $88.00 | -168.7K | 200.3K | -46% | -$14.84M |
| DMI | 2024-04-22 | 2024-04-22 | IBTA | Lehrman Thomas D | Dir | C - Cnv Deriv | — | +674.8K | 235.5K | New | — |
| D | 2024-04-22 | 2024-04-22 | IBTA | Lehrman Thomas D | Dir | C - Cnv Deriv | — | +359.0K | 359.0K | New | — |
| DM | 2024-04-22 | 2024-04-22 | IBTA | Lehrman Thomas D | Dir | C - Cnv Deriv | — | -359.0K | 0 | -100% | — |
| DMI | 2024-04-22 | 2024-04-22 | IBTA | Lehrman Thomas D | Dir | C - Cnv Deriv | — | -674.8K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-22 | J | D | 359,003 | — | 0 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). |
| 2 | Common | Common Stock | 2024-04-22 | J | D | 172,265 | — | 0 | I See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F10) The shares are held by Four Ways, LLC. |
| 3 | Common | Common Stock | 2024-04-22 | J | D | 235,452 | — | 0 | I See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F11) The shares are held by Haystack Partners I LP. |
| 4 | Common | Common Stock | 2024-04-22 | J | D | 267,046 | — | 0 | I See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F12) The shares are held by LFP 2, LLC. |
| 5 | Common | Class A Common Stock | 2024-04-22 | J | A | 359,003 | — | 363,548 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F13) Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 6 | Common | Class A Common Stock | 2024-04-22 | J | A | 172,265 | — | 172,265 | I See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F10) The shares are held by Four Ways, LLC. |
| 7 | Common | Class A Common Stock | 2024-04-22 | J | A | 235,452 | — | 235,452 | I See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F11) The shares are held by Haystack Partners I LP. |
| 8 | Common | Class A Common Stock | 2024-04-22 | J | A | 267,046 | — | 267,046 | I See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F12) The shares are held by LFP 2, LLC. |
| 9 | Common | Class A Common Stock | 2024-04-22 | S | D | 89,751 | $88.00 | 273,797 | D | — | — | (F13) Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 10 | Common | Class A Common Stock | 2024-04-22 | S | D | 43,066 | $88.00 | 129,199 | I See footnote | — | — | (F10) The shares are held by Four Ways, LLC. |
| 11 | Common | Class A Common Stock | 2024-04-22 | S | D | 58,863 | $88.00 | 176,589 | I See footnote | — | — | (F11) The shares are held by Haystack Partners I LP. |
| 12 | Common | Class A Common Stock | 2024-04-22 | S | D | 66,761 | $88.00 | 200,285 | I See footnote | — | — | (F12) The shares are held by LFP 2, LLC. |
| 13 | Common | Class A Common Stock | 2024-04-22 | J | A | 4,545 | — | 4,545 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F2) These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 14 | Common | Common Stock | 2024-04-22 | J | D | 4,545 | — | 0 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). |
| 15 | Common | Common Stock | 2024-04-22 | C | A | 267,046 | — | 267,046 | I See footnote | — | — | (F6) Each share of Series C-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F5) Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F9) The shares are held by LFP 2, LLC, of which the Reporting Person is a member and has voting and investment control ("LFP 2, LLC"). |
| 16 | Common | Common Stock | 2024-04-22 | C | A | 359,003 | — | 359,003 | D | — | — | (F3) Each share of Series Seed Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F6) Each share of Series C-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F5) Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F4) Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. |
| 17 | Common | Common Stock | 2024-04-22 | C | A | 172,265 | — | 172,265 | I See footnote | — | — | (F5) Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F7) The shares are held by Four Ways, LLC, of which the Reporting Person is a member and has voting and investment control ("Four Ways, LLC"). |
| 18 | Common | Common Stock | 2024-04-22 | C | A | 235,452 | — | 235,452 | I See footnote | — | — | (F6) Each share of Series C-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F5) Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F8) The shares are held by Haystack Partners I LP, of which the Reporting Person is a partner and has voting and investment control ("Haystack Partners I LP"). |
| 19 | Derivative | Series A Preferred Stock | 2024-04-22 | C | D | 24,390 | — | 0 | D | — · — to — | 24,390 Common Stock | (F4) Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. |
| 20 | Derivative | Series C Preferred Stock | 2024-04-22 | C | D | 172,265 | — | 0 | D | — · — to — | 172,265 Common Stock | (F5) Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. |
| 21 | Derivative | Series C-1 Preferred Stock | 2024-04-22 | C | D | 94,781 | — | 0 | D | — · — to — | 94,781 Common Stock | (F6) Each share of Series C-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. |
| 22 | Derivative | Series C Preferred Stock | 2024-04-22 | C | D | 172,265 | — | 0 | I See footnote | — · — to — | 172,265 Common Stock | (F5) Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F7) The shares are held by Four Ways, LLC, of which the Reporting Person is a member and has voting and investment control ("Four Ways, LLC"). |
| 23 | Derivative | Series Seed Preferred Stock | 2024-04-22 | C | D | 67,567 | — | 0 | D | — · — to — | 67,567 Common Stock | (F3) Each share of Series Seed Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. |
| 24 | Derivative | Series C Preferred Stock | 2024-04-22 | C | D | 172,265 | — | 0 | I See footnote | — · — to — | 172,265 Common Stock | (F5) Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F9) The shares are held by LFP 2, LLC, of which the Reporting Person is a member and has voting and investment control ("LFP 2, LLC"). |
| 25 | Derivative | Series C-1 Preferred Stock | 2024-04-22 | C | D | 63,187 | — | 0 | I See footnote | — · — to — | 63,187 Common Stock | (F6) Each share of Series C-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F8) The shares are held by Haystack Partners I LP, of which the Reporting Person is a partner and has voting and investment control ("Haystack Partners I LP"). |
| 26 | Derivative | Series C-1 Preferred Stock | 2024-04-22 | C | D | 94,781 | — | 0 | I See footnote | — · — to — | 94,781 Common Stock | (F6) Each share of Series C-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F9) The shares are held by LFP 2, LLC, of which the Reporting Person is a member and has voting and investment control ("LFP 2, LLC"). |
| 27 | Derivative | Series C Preferred Stock | 2024-04-22 | C | D | 172,265 | — | 0 | I See footnote | — · — to — | 172,265 Common Stock | (F5) Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F8) The shares are held by Haystack Partners I LP, of which the Reporting Person is a partner and has voting and investment control ("Haystack Partners I LP"). |