Form 4 for IBTA Ibotta, Inc.

Accepted 2024-04-22 00:00:00 ET · period of report 2024-04-22 · accession 0001415889-24-011308 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DMI	2024-04-22	2024-04-22	IBTA	SONSINI LARRY W	Dir	J - Other	—	0	0	New	—
DMI	2024-04-22	2024-04-22	IBTA	SONSINI LARRY W	Dir	C - Cnv Deriv	$63.80	+238.5K	12.6K	New	+$15.21M
DM	2024-04-22	2024-04-22	IBTA	SONSINI LARRY W	Dir	J - Other	—	0	64.5K	New	—
DMI	2024-04-22	2024-04-22	IBTA	SONSINI LARRY W	Dir	C - Cnv Deriv	—	-238.5K	0	-100%	—

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-04-22	J	D	12,638	—	0	I See footnote	—	—	(F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F11) The shares are held by WS Investment Company, LLC (2017A), of which the Reporting Person is a member and has voting and investment control.
2	Common	Class A Common Stock	2024-04-22	J	A	191,270	—	191,270	I See footnote	—	—	(F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F4) The shares are held by WS Investment Company LLC (2011A), of which the Reporting Person is a member and has voting and investment control.
3	Common	Class A Common Stock	2024-04-22	J	A	2,153	—	2,153	I See footnote	—	—	(F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F9) The shares are held by WS Investment Company, LLC (2015C), of which the Reporting Person is a member and has voting and investment control.
4	Common	Common Stock	2024-04-22	J	D	2,153	—	0	I See footnote	—	—	(F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F9) The shares are held by WS Investment Company, LLC (2015C), of which the Reporting Person is a member and has voting and investment control.
5	Common	Class A Common Stock	2024-04-22	J	A	6,459	—	6,459	I See footnote	—	—	(F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F8) The shares are held by WS Investment Company, LLC (2015A), of which the Reporting Person is a member and has voting and investment control.
6	Common	Class A Common Stock	2024-04-22	J	A	24,390	—	24,390	I See footnote	—	—	(F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F6) The shares are held by WS Investment Company, LLC (2013A), of which the Reporting Person is a member and has voting and investment control.
7	Common	Class A Common Stock	2024-04-22	J	A	12,638	—	12,638	I See footnote	—	—	(F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F11) The shares are held by WS Investment Company, LLC (2017A), of which the Reporting Person is a member and has voting and investment control.
8	Common	Class A Common Stock	2024-04-22	C	A	1,569	$63.80	1,569	I See footnote	—	—	(F12) The shares are held by WS Investment Company, LLC (22A), of which the Reporting Person is a member and has voting and investment control.
9	Common	Common Stock	2024-04-22	J	D	64,545	—	0	D	—	—	(F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO").
10	Common	Class A Common Stock	2024-04-22	J	A	64,545	—	64,545	D	—	—	(F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F2) Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
11	Common	Common Stock	2024-04-22	C	A	191,270	—	191,270	I See footnote	—	—	(F3) Each share of Series Seed Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F4) The shares are held by WS Investment Company LLC (2011A), of which the Reporting Person is a member and has voting and investment control.
12	Common	Common Stock	2024-04-22	C	A	24,390	—	24,390	I See footnote	—	—	(F5) Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F6) The shares are held by WS Investment Company, LLC (2013A), of which the Reporting Person is a member and has voting and investment control.
13	Common	Common Stock	2024-04-22	C	A	6,459	—	6,459	I See footnote	—	—	(F7) Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F8) The shares are held by WS Investment Company, LLC (2015A), of which the Reporting Person is a member and has voting and investment control.
14	Common	Common Stock	2024-04-22	C	A	2,153	—	2,153	I See footnote	—	—	(F7) Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F9) The shares are held by WS Investment Company, LLC (2015C), of which the Reporting Person is a member and has voting and investment control.
15	Common	Common Stock	2024-04-22	C	A	12,638	—	12,638	I See footnote	—	—	(F10) Each share of Series C-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F11) The shares are held by WS Investment Company, LLC (2017A), of which the Reporting Person is a member and has voting and investment control.
16	Common	Common Stock	2024-04-22	J	D	191,270	—	0	I See footnote	—	—	(F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F4) The shares are held by WS Investment Company LLC (2011A), of which the Reporting Person is a member and has voting and investment control.
17	Common	Common Stock	2024-04-22	J	D	24,390	—	0	I See footnote	—	—	(F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F6) The shares are held by WS Investment Company, LLC (2013A), of which the Reporting Person is a member and has voting and investment control.
18	Common	Common Stock	2024-04-22	J	D	6,459	—	0	I See footnote	—	—	(F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F8) The shares are held by WS Investment Company, LLC (2015A), of which the Reporting Person is a member and has voting and investment control.
19	Derivative	Convertible Promissory Note	2024-04-22	C	D	1,569	—	0	I See footnote	$63.80 · — to —	1,569 Class A Common Stock	(F13) The principal amount of the Convertible Promissory Note (together with accrued interest thereon) automatically converted into shares of Class A Common Stock at a conversion price equal to $63.80. The Convertible Promissory Note has a maturity date of March 24, 2027. The treatment of the Convertible Promissory Note in the IPO was exempt pursuant to Rule 16b-6 and Rule 16b-3. (F12) The shares are held by WS Investment Company, LLC (22A), of which the Reporting Person is a member and has voting and investment control.
20	Derivative	Series C-1 Preferred Stock	2024-04-22	C	D	12,638	—	0	I See footnote	— · — to —	12,638 Common Stock	(F10) Each share of Series C-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F11) The shares are held by WS Investment Company, LLC (2017A), of which the Reporting Person is a member and has voting and investment control.
21	Derivative	Series C Preferred Stock	2024-04-22	C	D	2,153	—	0	I See footnote	— · — to —	2,153 Common Stock	(F7) Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F9) The shares are held by WS Investment Company, LLC (2015C), of which the Reporting Person is a member and has voting and investment control.
22	Derivative	Series C Preferred Stock	2024-04-22	C	D	6,459	—	0	I See footnote	— · — to —	6,459 Common Stock	(F7) Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F8) The shares are held by WS Investment Company, LLC (2015A), of which the Reporting Person is a member and has voting and investment control.
23	Derivative	Series Seed Preferred Stock	2024-04-22	C	D	191,270	—	0	I See footnote	— · — to —	191,270 Common Stock	(F3) Each share of Series Seed Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F4) The shares are held by WS Investment Company LLC (2011A), of which the Reporting Person is a member and has voting and investment control.
24	Derivative	Series A Preferred Stock	2024-04-22	C	D	24,390	—	0	I See footnote	— · — to —	24,390 Common Stock	(F5) Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the IPO and had no expiration date. (F6) The shares are held by WS Investment Company, LLC (2013A), of which the Reporting Person is a member and has voting and investment control.