Form 4 for IBTA Ibotta, Inc.
Accepted 2024-04-22 00:00:00 ET · period of report 2024-04-22 · accession 0001415889-24-011309 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-04-22 | 2024-04-22 | IBTA | Swanson Luke Roy | CTO | J - Other | — | 0 | 45.0K | New | — |
| DM | 2024-04-22 | 2024-04-22 | IBTA | Swanson Luke Roy | CTO | J - Other | — | 0 | 800.5K | New | — |
| D | 2024-04-22 | 2024-04-22 | IBTA | Swanson Luke Roy | CTO | S - Sale | $88.00 | -140.5K | 659.9K | -18% | -$12.37M |
| DM | 2024-04-22 | 2024-04-22 | IBTA | Swanson Luke Roy | CTO | J - Other | — | 0 | 0 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-22 | J | D | 45,045 | — | 0 | I See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F2) The shares are held by Flat Tops Ventures, LLC, which is 1% owned by the Reporting Person and 99% owned by the Swanson 2021 Irrevocable Trust for the benefit of the Reporting Person's children. |
| 2 | Common | Common Stock | 2024-04-22 | J | D | 800,461 | — | 0 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). |
| 3 | Common | Class A Common Stock | 2024-04-22 | S | D | 140,538 | $88.00 | 659,923 | D | — | — | (F3) Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 4 | Common | Class A Common Stock | 2024-04-22 | J | A | 800,461 | — | 800,461 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F3) Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 5 | Common | Class A Common Stock | 2024-04-22 | J | A | 45,045 | — | 45,045 | I See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F2) The shares are held by Flat Tops Ventures, LLC, which is 1% owned by the Reporting Person and 99% owned by the Swanson 2021 Irrevocable Trust for the benefit of the Reporting Person's children. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 21,728 | — | 0 | D | $5.05 · — to 2028-01-25 | 21,728 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F5) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 21,728 | — | 21,728 | D | $5.05 · — to 2028-01-25 | 21,728 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F5) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 35,000 | — | 0 | D | $5.35 · — to 2028-11-13 | 35,000 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F5) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 35,000 | — | 35,000 | D | $5.35 · — to 2028-11-13 | 35,000 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F5) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 39,324 | — | 0 | D | $12.75 · — to 2029-12-11 | 39,324 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F5) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 11 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 40,000 | — | 40,000 | D | $10.40 · — to 2033-03-07 | 40,000 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F9) 1/48th of the shares subject to the option vested on February 16, 2023 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 12 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 39,324 | — | 39,324 | D | $12.75 · — to 2029-12-11 | 39,324 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F5) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 13 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 25,000 | — | 25,000 | D | $19.25 · — to 2032-02-08 | 25,000 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F8) 1/36th of the shares subject to the option vested on February 3, 2022 and 1/36th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 14 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 25,000 | — | 0 | D | $19.25 · — to 2032-02-08 | 25,000 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F8) 1/36th of the shares subject to the option vested on February 3, 2022 and 1/36th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 15 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 71,670 | — | 71,670 | D | $22.20 · — to 2031-07-15 | 71,670 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F7) 1/48th of the shares subject to the option vested on August 15, 2021 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 16 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 71,670 | — | 0 | D | $22.20 · — to 2031-07-15 | 71,670 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F7) 1/48th of the shares subject to the option vested on August 15, 2021 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 17 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 50,000 | — | 50,000 | D | $8.30 · — to 2030-12-08 | 50,000 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F6) 1/48th of the shares subject to the option vested on January 8, 2021 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.. |
| 18 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 50,000 | — | 0 | D | $8.30 · — to 2030-12-08 | 50,000 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F6) 1/48th of the shares subject to the option vested on January 8, 2021 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.. |
| 19 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 40,000 | — | 0 | D | $10.40 · — to 2033-03-07 | 40,000 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F9) 1/48th of the shares subject to the option vested on February 16, 2023 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |