Form 4 for IBTA Ibotta, Inc.
Accepted 2024-04-22 00:00:00 ET · period of report 2024-04-22 · accession 0001415889-24-011310 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-04-22 | 2024-04-22 | IBTA | Leach Bryan | CEO AND Pres, Dir, 10% | J - Other | — | -900.0K | 0 | -100% | — |
| DM | 2024-04-22 | 2024-04-22 | IBTA | Leach Bryan | CEO AND Pres, Dir, 10% | J - Other | — | -2.77M | 0 | -100% | — |
| DMI | 2024-04-22 | 2024-04-22 | IBTA | Leach Bryan | CEO AND Pres, Dir, 10% | J - Other | — | +900.0K | 405.0K | New | — |
| D | 2024-04-22 | 2024-04-22 | IBTA | Leach Bryan | CEO AND Pres, Dir, 10% | S - Sale | — | -450.0K | 2.32M | -16% | — |
| DMI | 2024-04-22 | 2024-04-22 | IBTA | Leach Bryan | CEO AND Pres, Dir, 10% | S - Sale | — | -81.0K | 364.5K | -18% | — |
| DM | 2024-04-22 | 2024-04-22 | IBTA | Leach Bryan | CEO AND Pres, Dir, 10% | J - Other | — | +2.77M | 2.77M | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-22 | J | D | 405,000 | — | 0 | I See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F4) By Spouse as Trustee for the Orion 2021 Legacy Trust u/a/d May 11, 2021 (the "Orion 2021 Legacy Trust"). |
| 2 | Common | Common Stock | 2024-04-22 | J | D | 405,000 | — | 0 | I See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F2) By Spouse as Trustee for the Elysian 2021 Legacy Trust u/a/d May 11, 2021 (the "Elysian 2021 Legacy Trust"). |
| 3 | Common | Class A Common Stock | 2024-04-22 | J | A | 3,153,048 | — | 3,153,048 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F6) Certain of these securities are restricted stock units ("RSUs") and performance stock units ("PSUs"). Each RSU and PSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU and PSU. |
| 4 | Common | Class A Common Stock | 2024-04-22 | J | A | 405,000 | — | 405,000 | I See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F2) By Spouse as Trustee for the Elysian 2021 Legacy Trust u/a/d May 11, 2021 (the "Elysian 2021 Legacy Trust"). |
| 5 | Common | Class A Common Stock | 2024-04-22 | J | A | 45,000 | — | 45,000 | I See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F3) By Spouse as Trustee for the Elysian 2024 GST Trust u/a/d March 20, 2024. |
| 6 | Common | Class A Common Stock | 2024-04-22 | J | A | 405,000 | — | 405,000 | I See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F4) By Spouse as Trustee for the Orion 2021 Legacy Trust u/a/d May 11, 2021 (the "Orion 2021 Legacy Trust"). |
| 7 | Common | Class A Common Stock | 2024-04-22 | J | A | 45,000 | — | 45,000 | I See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F5) By Spouse as Trustee for the Orion 2024 GST Trust u/a/d March 20, 2024. |
| 8 | Common | Class A Common Stock | 2024-04-22 | J | D | 2,768,427 | — | 384,621 | D | — | — | (F7) Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors. (F8) These securities are RSUs and PSUs. Each RSU and PSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU and PSU. |
| 9 | Common | Class A Common Stock | 2024-04-22 | J | D | 405,000 | — | 0 | I See footnote | — | — | (F7) Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors. (F2) By Spouse as Trustee for the Elysian 2021 Legacy Trust u/a/d May 11, 2021 (the "Elysian 2021 Legacy Trust"). |
| 10 | Common | Class A Common Stock | 2024-04-22 | J | D | 45,000 | — | 0 | I See footnote | — | — | (F7) Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors. (F3) By Spouse as Trustee for the Elysian 2024 GST Trust u/a/d March 20, 2024. |
| 11 | Common | Class A Common Stock | 2024-04-22 | J | D | 405,000 | — | 0 | I See footnote | — | — | (F7) Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors. (F4) By Spouse as Trustee for the Orion 2021 Legacy Trust u/a/d May 11, 2021 (the "Orion 2021 Legacy Trust"). |
| 12 | Common | Class A Common Stock | 2024-04-22 | J | D | 45,000 | — | 0 | I See footnote | — | — | (F7) Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors. (F5) By Spouse as Trustee for the Orion 2024 GST Trust u/a/d March 20, 2024. |
| 13 | Common | Common Stock | 2024-04-22 | J | D | 3,153,048 | — | 0 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). |
| 14 | Common | Common Stock | 2024-04-22 | J | D | 45,000 | — | 0 | I See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F5) By Spouse as Trustee for the Orion 2024 GST Trust u/a/d March 20, 2024. |
| 15 | Common | Common Stock | 2024-04-22 | J | D | 45,000 | — | 0 | I See footnote | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F3) By Spouse as Trustee for the Elysian 2024 GST Trust u/a/d March 20, 2024. |
| 16 | Derivative | Class B Common Stock | 2024-04-22 | J | A | 45,000 | — | 45,000 | I See footnote | — · — to — | 45,000 Class A Common Stock | (F7) Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors. (F5) By Spouse as Trustee for the Orion 2024 GST Trust u/a/d March 20, 2024. (F9) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 17 | Derivative | Class B Common Stock | 2024-04-22 | S | D | 450,003 | — | 2,318,424 | D | — · — to — | 450,003 Class A Common Stock | (F7) Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors. (F9) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 18 | Derivative | Class B Common Stock | 2024-04-22 | S | D | 40,500 | — | 364,500 | I See footnote | — · — to — | 40,500 Class A Common Stock | (F7) Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors. (F11) The shares are held by the Elysian 2021 Legacy Trust. (F9) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 19 | Derivative | Class B Common Stock | 2024-04-22 | S | D | 40,500 | — | 364,500 | I See footnote | — · — to — | 40,500 Class A Common Stock | (F7) Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors. (F12) The shares are held by the Orion 2021 Legacy Trust. (F9) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 20 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 212,000 | — | 0 | D | $3.99 · — to 2027-01-16 | 212,000 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F13) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 21 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 212,000 | — | 212,000 | D | $3.99 · — to 2027-01-16 | 212,000 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F13) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 22 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 30,000 | — | 0 | D | $5.05 · — to 2028-01-25 | 30,000 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F13) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 23 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 30,000 | — | 30,000 | D | $5.05 · — to 2028-01-25 | 30,000 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F13) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 24 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 50,000 | — | 0 | D | $5.35 · — to 2028-11-13 | 50,000 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F13) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 25 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 50,000 | — | 50,000 | D | $5.35 · — to 2028-11-13 | 50,000 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F13) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 26 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 50,000 | — | 0 | D | $12.75 · — to 2029-12-11 | 50,000 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F13) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 27 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 50,000 | — | 50,000 | D | $12.75 · — to 2029-12-11 | 50,000 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F13) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 28 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 250,000 | — | 0 | D | $8.30 · — to 2030-12-08 | 250,000 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F14) 1/48th of the shares subject to the option vested on January 8, 2021 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.. |
| 29 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 250,000 | — | 250,000 | D | $8.30 · — to 2030-12-08 | 250,000 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F14) 1/48th of the shares subject to the option vested on January 8, 2021 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.. |
| 30 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 176,471 | — | 0 | D | $22.20 · — to 2031-07-15 | 176,471 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F15) 1/48th of the shares subject to the option vested on August 15, 2021 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 31 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 176,471 | — | 176,471 | D | $22.20 · — to 2031-07-15 | 176,471 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F15) 1/48th of the shares subject to the option vested on August 15, 2021 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 32 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 176,471 | — | 0 | D | $22.20 · — to 2031-07-15 | 176,471 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F16) 1/48th of the shares subject to the option vested on August 15, 2022 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 33 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 176,471 | — | 176,471 | D | $22.20 · — to 2031-07-15 | 176,471 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F16) 1/48th of the shares subject to the option vested on August 15, 2022 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 34 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 25,000 | — | 0 | D | $19.25 · — to 2032-02-08 | 25,000 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F17) 1/36th of the shares subject to the option vested on February 3, 2022 and 1/36th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 35 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 25,000 | — | 25,000 | D | $19.25 · — to 2032-02-08 | 25,000 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F17) 1/36th of the shares subject to the option vested on February 3, 2022 and 1/36th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 36 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | D | 60,000 | — | 0 | D | $10.40 · — to 2033-03-07 | 60,000 Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F18) 1/48th of the shares subject to the option vested on February 16, 2023 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 37 | Derivative | Employee Stock Option (right to buy) | 2024-04-22 | J | A | 60,000 | — | 60,000 | D | $10.40 · — to 2033-03-07 | 60,000 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). (F18) 1/48th of the shares subject to the option vested on February 16, 2023 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 38 | Derivative | Class B Common Stock | 2024-04-22 | J | A | 405,000 | — | 405,000 | I See footnote | — · — to — | 405,000 Class A Common Stock | (F7) Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors. (F4) By Spouse as Trustee for the Orion 2021 Legacy Trust u/a/d May 11, 2021 (the "Orion 2021 Legacy Trust"). (F9) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 39 | Derivative | Class B Common Stock | 2024-04-22 | J | A | 45,000 | — | 45,000 | I See footnote | — · — to — | 45,000 Class A Common Stock | (F7) Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors. (F3) By Spouse as Trustee for the Elysian 2024 GST Trust u/a/d March 20, 2024. (F9) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 40 | Derivative | Class B Common Stock | 2024-04-22 | J | A | 2,768,427 | — | 2,768,427 | D | — · — to — | 2,768,427 Class A Common Stock | (F7) Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors. (F9) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 41 | Derivative | Class B Common Stock | 2024-04-22 | J | A | 405,000 | — | 405,000 | I See footnote | — · — to — | 405,000 Class A Common Stock | (F7) Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors. (F2) By Spouse as Trustee for the Elysian 2021 Legacy Trust u/a/d May 11, 2021 (the "Elysian 2021 Legacy Trust"). (F9) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |