Form 4 for ECL Ecolab
Accepted 2024-05-08 00:00:00 ET · period of report 2024-05-06 · accession 0001415889-24-012611 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-08 | 2024-05-06 | ECL | HIGGINS ARTHUR J | Dir | S - Sale+OE | $227.52 | -4,500 | 25.5K | -15% | -$1.02M |
| DM | 2024-05-08 | 2024-05-06 | ECL | HIGGINS ARTHUR J | Dir | M - OptEx | $113.94 | +4,500 | 30.0K | +18% | +$512.7K |
| DM | 2024-05-08 | 2024-05-06 | ECL | HIGGINS ARTHUR J | Dir | M - OptEx | $0.00 | -4,500 | 0 | -100% | $0 |
| D | 2024-05-08 | 2024-05-06 | ECL | HIGGINS ARTHUR J | Dir | A - Grant | $0.00 | +934 | 934 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-06 | S | D | 4,500 | $227.52 | 25,548.22 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $227.51 to $227.60, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2024-05-06 | M | A | 2,200 | $112.75 | 27,748.22 | D | — | — | |
| 3 | Common | Common Stock | 2024-05-06 | M | A | 2,300 | $115.08 | 30,048.22 | D | — | — | |
| 4 | Derivative | Non-Employee Stock Option (Right to Buy) | 2024-05-06 | M | D | 2,200 | $0.00 | 0 | D | $112.75 · 2015-08-07 to 2025-05-07 | 2,200 Common Stock | (F2) The option became or will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. The date listed in the Date Exercisable column represents the first vesting date. |
| 5 | Derivative | Non-Employee Stock Option (Right to Buy) | 2024-05-06 | M | D | 2,300 | $0.00 | 0 | D | $115.08 · 2016-08-05 to 2026-05-05 | 2,300 Common Stock | (F2) The option became or will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. The date listed in the Date Exercisable column represents the first vesting date. |
| 6 | Derivative | Non-Employee Director Stock Option (Right to Buy) | 2024-05-06 | A | A | 934 | $0.00 | 934 | D | $228.26 · 2024-08-06 to 2034-05-06 | 934 Common Stock | (F2) The option became or will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. The date listed in the Date Exercisable column represents the first vesting date. |