Form 4 for PUBM PubMatic, Inc.
Accepted 2024-05-30 00:00:00 ET · period of report 2024-05-28 · accession 0001415889-24-014911 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-05-30 | 2024-05-28 | PUBM | Goel Amar K. | COB, CHIEF INNOVATION OFF, Dir | C - Cnv Deriv | $0.00 | +2,000 | 400 | New | $0 |
| DMI | 2024-05-30 | 2024-05-28 | PUBM | Goel Amar K. | COB, CHIEF INNOVATION OFF, Dir | S - Sale | $24.50 | -2,000 | 0 | -100% | -$49.0K |
| DMI | 2024-05-30 | 2024-05-28 | PUBM | Goel Amar K. | COB, CHIEF INNOVATION OFF, Dir | C - Cnv Deriv | $0.00 | -2,000 | 755.3K | -0.3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-05-28 | C | A | 400 | $0.00 | 400 | I By Birchwood Trust | — | — | (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. (F2) These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. |
| 2 | Common | Class A Common Stock | 2024-05-28 | S | D | 400 | $24.50 | 0 | I By Birchwood Trust | — | — | (F2) These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. |
| 3 | Common | Class A Common Stock | 2024-05-28 | C | A | 400 | $0.00 | 400 | I By Tuscan Irrevocable Trust | — | — | (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. (F4) These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. |
| 4 | Common | Class A Common Stock | 2024-05-28 | S | D | 400 | $24.50 | 0 | I By Tuscan Irrevocable Trust | — | — | (F4) These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. |
| 5 | Common | Class A Common Stock | 2024-05-28 | C | A | 400 | $0.00 | 1,620 | I By Marais Irrevocable Trust | — | — | (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. (F6) These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| 6 | Common | Class A Common Stock | 2024-05-28 | S | D | 400 | $24.50 | 0 | I By Marais Irrevocable Trust | — | — | (F6) These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| 7 | Common | Class A Common Stock | 2024-05-28 | C | A | 400 | $0.00 | 400 | I By RAJN Trust-A | — | — | (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. (F8) These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| 8 | Common | Class A Common Stock | 2024-05-28 | S | D | 400 | $24.50 | 0 | I By RAJN Trust-N | — | — | (F10) These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| 9 | Common | Class A Common Stock | 2024-05-28 | C | A | 400 | $0.00 | 400 | I By RAJN Trust-N | — | — | (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. (F10) These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| 10 | Common | Class A Common Stock | 2024-05-28 | S | D | 400 | $24.50 | 0 | I By RAJN Trust-A | — | — | (F8) These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| 11 | Derivative | Class B Common Stock | 2024-05-28 | C | D | 400 | $0.00 | 524,247 | I By RAJN Trust-N | — · — to — | 400 Class A Common Stock | (F10) These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |
| 12 | Derivative | Class B Common Stock | 2024-05-28 | C | D | 400 | $0.00 | 524,162 | I By RAJN Trust-A | — · — to — | 400 Class A Common Stock | (F8) These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |
| 13 | Derivative | Class B Common Stock | 2024-05-28 | C | D | 400 | $0.00 | 755,584 | I By Tuscan Irrevocable Trust | — · — to — | 400 Class A Common Stock | (F4) These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |
| 14 | Derivative | Class B Common Stock | 2024-05-28 | C | D | 400 | $0.00 | 1,233,735 | I By Birchwood Trust | — · — to — | 400 Class A Common Stock | (F2) These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |
| 15 | Derivative | Class B Common Stock | 2024-05-28 | C | D | 400 | $0.00 | 755,314 | I By Marais Irrevocable Trust | — · — to — | 400 Class A Common Stock | (F6) These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |