Form 4 for GKOS GLAUKOS Corp
Accepted 2024-06-03 00:00:00 ET · period of report 2024-05-30 · accession 0001415889-24-015246 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-03 | 2024-05-30 | GKOS | Kliman Gilbert H | Dir | M - OptEx | $32.00 | +5,000 | 35.6K | +16% | +$160.0K |
| D | 2024-06-03 | 2024-05-30 | GKOS | Kliman Gilbert H | Dir | S - Sale+OE | $112.00 | -5,000 | 30.6K | -14% | -$560.0K |
| D | 2024-06-03 | 2024-05-30 | GKOS | Kliman Gilbert H | Dir | A - Grant | $0.00 | +1,716 | 32.3K | +6% | $0 |
| D | 2024-06-03 | 2024-05-30 | GKOS | Kliman Gilbert H | Dir | M - OptEx | $0.00 | -5,000 | 15.0K | -25% | $0 |
| D | 2024-06-03 | 2024-05-30 | GKOS | Kliman Gilbert H | Dir | A - Grant | $0.00 | +1,246 | 1,246 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-30 | M | A | 5,000 | $32.00 | 35,620 | D | — | — | (F1) Includes 4,125 restricted stock units that have not vested or been delivered to the Reporting Person. |
| 2 | Common | Common Stock | 2024-05-30 | S | D | 5,000 | $112.00 | 30,620 | D | — | — | (F1) Includes 4,125 restricted stock units that have not vested or been delivered to the Reporting Person. |
| 3 | Common | Common Stock | 2024-05-30 | A | A | 1,716 | $0.00 | 32,336 | D | — | — | (F2) Represents a grant of restricted stock units received by the Reporting Person pursuant to the Issuer's Director Compensation Policy. The units will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock. (F1) Includes 4,125 restricted stock units that have not vested or been delivered to the Reporting Person. |
| 4 | Derivative | Stock Option (Right to Buy) | 2024-05-30 | M | D | 5,000 | $0.00 | 15,000 | D | $32.00 · — to 2025-07-23 | 5,000 Common Stock | (F3) This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date. |
| 5 | Derivative | Stock Option (Right to Buy) | 2024-05-30 | A | A | 1,246 | $0.00 | 1,246 | D | $110.70 · 2025-05-30 to 2034-05-30 | 1,246 Common Stock | (F4) Granted pursuant to the Issuer's Director Compensation Policy. Vests in full on the one-year anniversary of the grant date. |