Form 4 for PUBM PubMatic, Inc.
Accepted 2024-06-04 00:00:00 ET · period of report 2024-05-31 · accession 0001415889-24-015495 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-04 | 2024-05-31 | PUBM | Hanebrink Anton | Dir | M - OptEx | $0.00 | +9,575 | 9,575 | New | $0 |
| D | 2024-06-04 | 2024-05-31 | PUBM | Hanebrink Anton | Dir | M - OptEx | $0.00 | -9,575 | 0 | -100% | $0 |
| D | 2024-06-04 | 2024-05-31 | PUBM | Hanebrink Anton | Dir | A - Grant | $0.00 | +7,990 | 7,990 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-05-31 | M | A | 9,575 | $0.00 | 9,575 | D | — | — | |
| 2 | Derivative | Restricted Stock Units | 2024-05-31 | M | D | 9,575 | $0.00 | 0 | D | — · — to — | 9,575 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F2) The RSUs vest in full on the earliest to occur of (a) the first anniversary of the grant date, (b) immediately prior to the Company's annual meeting of stockholders in 2024, (c) the Reporting Person's death or disability, and (d) a change in control of the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs. (F3) RSUs do not expire; they either vest or are cancelled prior to vesting date. |
| 3 | Derivative | Restrcted Stock Units | 2024-05-31 | A | A | 7,990 | $0.00 | 7,990 | D | — · — to — | 7,990 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F4) The RSUs vest in full on the earliest to occur of (a) the first anniversary of the grant date, (b) immediately prior to the Company's annual meeting of stockholders in 2025, (c) the Reporting Person's death or disability, and (d) a change in control of the Issuer. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (i) the Reporting Person's death or disability, (ii) a change in control of the Issuer, and (iii) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs. (F3) RSUs do not expire; they either vest or are cancelled prior to vesting date. |