Form 4 for GNLX GENELUX Corp

Accepted 2024-06-07 00:00:00 ET · period of report 2024-05-29 · accession 0001415889-24-016099 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2024-06-07	2024-05-29	GNLX	Smalling Ralph	Head of Regulatory	P - Purchase	—	+1,250	13.3K	+10%	—
D	2024-06-07	2024-05-29	GNLX	Smalling Ralph	Head of Regulatory	P - Purchase	—	+1,250	1,250	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-05-29	P	A	1,250	—	13,315	D	—	—	(F1) The reported securities consist of shares of common stock sold together with accompanying warrants to purchase common stock. The combined price of each share of common stock offered together with one warrant was $4.00.
2	Derivative	Common Stock Warrant (Right to Buy)	2024-05-29	P	A	1,250	—	1,250	D	$5.25 · 2024-05-29 to 2029-05-29	1,250 Common Stock	(F1) The reported securities consist of shares of common stock sold together with accompanying warrants to purchase common stock. The combined price of each share of common stock offered together with one warrant was $4.00.