Form 4 for TEM Tempus AI, Inc.
Accepted 2024-06-17 00:00:00 ET · period of report 2024-06-13 · accession 0001415889-24-017302 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-06-17 | 2024-06-13 | TEM | Polovin Andrew | EVP, GC | A - Grant | $0.00 | +370.0K | 370.0K | New | $0 | |
| 2024-06-17 | 2024-06-14 | TEM | Polovin Andrew | EVP, GC | F - Tax | $37.00 | -102.4K | 267.6K | -28% | -$3.79M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-06-13 | A | A | 370,000 | $0.00 | 370,000 | D | — | — | (F1) Consists of previously granted restricted stock units ("RSUs") for which the liquidity event-based condition was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering. Certain of the RSUs remain subject to service-based vesting conditions, as follows: (i) 9,374 RSUs vest in three equal quarterly installments commencing on August 1, 2024; (ii) 281 RSUs vest in three substantially equal quarterly installments commencing on August 1, 2024; (iii) 40,425 RSUs vest in 11 equal quarterly installments commencing on August 15, 2024; (iv) 20,000 RSUs vest in 16 equal quarterly installments commencing on June 15, 2024; (v) 3,750 RSUs vest in three equal quarterly installments commencing on June 30, 2024; (vi) 20,000 RSUs vest in four equal quarterly installments commencing on March 31, 2025; (continued to footnote (2)). (F2) (vii) 25,000 RSUs vest in four equal quarterly installments commencing on March 31, 2026; and (viii) 20,000 RSUs vest one-third on March 15, 2025 with the remainder vesting in eight substantially equal quarterly installments commencing on June 15, 2025. |
| 2 | Common | Class A Common Stock | 2024-06-14 | F | D | 102,411 | $37.00 | 267,589 | D | — | — |