Form 4 for TEM Tempus AI, Inc.
Accepted 2024-06-17 00:00:00 ET · period of report 2024-06-13 · accession 0001415889-24-017303 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-06-17 | 2024-06-13 | TEM | Rogers James William | CFO | A - Grant | $0.00 | +370.0K | 370.0K | New | $0 | |
| 2024-06-17 | 2024-06-14 | TEM | Rogers James William | CFO | F - Tax | $37.00 | -85.7K | 284.3K | -23% | -$3.17M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-06-13 | A | A | 370,000 | $0.00 | 370,000 | D | — | — | (F2) (vii) 30,000 RSUs vest in four equal quarterly installments commencing on March 31, 2026; and (viii) 20,000 RSUs vest one-third on March 15, 2025 with the remainder vesting in eight substantially equal quarterly installments commencing on June 15, 2025. (F1) Consists of previously granted restricted stock units ("RSUs") for which the liquidity event-based condition was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering. Certain of the RSUs remain subject to service-based vesting conditions, as follows: (i) 3,750 RSUs vest in three equal quarterly installments commencing on August 1, 2024; (ii) 35,000 RSUs vest in seven equal quarterly installments commencing on September 1, 2024; (iii) 41,250 RSUs vest in eleven equal quarterly installments commencing on August 15, 2024; (iv) 12,000 RSUs vest in 16 equal quarterly installments commencing on June 15, 2024; (v) 7,500 RSUs vest in three equal quarterly installments commencing on March 31, 2024; (vi) 20,000 RSUs vest in four equal quarterly installments commencing on March 31, 2025; (continued to footnote (2)). |
| 2 | Common | Class A Common Stock | 2024-06-14 | F | D | 85,695 | $37.00 | 284,305 | D | — | — |