Form 4 for TEM Tempus AI, Inc.
Accepted 2024-06-17 00:00:00 ET · period of report 2024-06-13 · accession 0001415889-24-017308 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-06-17 | 2024-06-14 | TEM | Fukushima Ryan | COO | F - Tax | $37.00 | -188.0K | 451.5K | -29% | -$6.95M | |
| MI | 2024-06-17 | 2024-06-17 | TEM | Fukushima Ryan | COO | C - Cnv Deriv | — | 0 | 131.9K | New | — |
| M | 2024-06-17 | 2024-06-17 | TEM | Fukushima Ryan | COO | C - Cnv Deriv | — | 0 | 1.18M | New | — |
| 2024-06-17 | 2024-06-13 | TEM | Fukushima Ryan | COO | A - Grant | $0.00 | +639.5K | 639.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-06-14 | F | D | 187,957 | $37.00 | 451,543 | D | — | — | |
| 2 | Common | Non-Voting Common Stock | 2024-06-17 | C | D | 131,893 | — | 0 | I By Ryan Fukushima Irrevocable Family Trust | — | — | (F3) Each share of Non-Voting Common Stock automatically converted into one share of Class A Common Stock upon the closing of the Issuer's initial public offering of Class A Common Stock. |
| 3 | Common | Class A Common Stock | 2024-06-17 | C | A | 131,893 | — | 131,893 | I By Ryan Fukushima Irrevocable Family Trust | — | — | (F3) Each share of Non-Voting Common Stock automatically converted into one share of Class A Common Stock upon the closing of the Issuer's initial public offering of Class A Common Stock. |
| 4 | Common | Non-Voting Common Stock | 2024-06-17 | C | D | 725,664 | — | 0 | D | — | — | (F3) Each share of Non-Voting Common Stock automatically converted into one share of Class A Common Stock upon the closing of the Issuer's initial public offering of Class A Common Stock. |
| 5 | Common | Class A Common Stock | 2024-06-17 | C | A | 725,664 | — | 1,177,207 | D | — | — | (F3) Each share of Non-Voting Common Stock automatically converted into one share of Class A Common Stock upon the closing of the Issuer's initial public offering of Class A Common Stock. |
| 6 | Common | Class A Common Stock | 2024-06-13 | A | A | 639,500 | $0.00 | 639,500 | D | — | — | (F1) Consists of previously granted restricted stock units ("RSUs") for which the liquidity event-based condition was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering. Certain of the RSUs remain subject to service-based vesting conditions, as follows: (i) 656 RSUs vest in three substantially equal quarterly installments commencing on August 1, 2024; (ii) 41,250 RSUs vest in eleven equal quarterly installments commencing on July 1, 2024; (iii) 19,500 RSUs vest in three equal quarterly installments commencing on June 30, 2024; (iv) 20,000 RSUs vest in 16 equal quarterly installments commencing on June 15, 2024; (v) 28,125 RSUs vest in three equal quarterly installments commencing on August 1, 2024; and (vi) 100,000 RSUs vest in eight equal quarterly installments commencing on March 31, 2025. |