Form 4 for TEM Tempus AI, Inc.
Accepted 2024-06-17 00:00:00 ET · period of report 2024-06-13 · accession 0001415889-24-017312 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-06-17 | 2024-06-17 | TEM | Leonsis Theodore | Dir | C - Cnv Deriv | — | +3.26M | 3.26M | New | — |
| D | 2024-06-17 | 2024-06-13 | TEM | Leonsis Theodore | Dir | A - Grant | $0.00 | +13.5K | 13.5K | New | $0 |
| DI | 2024-06-17 | 2024-06-17 | TEM | Leonsis Theodore | Dir | A - Grant | — | +397.9K | 3.66M | +12% | — |
| DMI | 2024-06-17 | 2024-06-17 | TEM | Leonsis Theodore | Dir | C - Cnv Deriv | $0.00 | -3.26M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-06-17 | C | A | 3,263,060 | — | 3,263,060 | I By Revolution Growth III, LP | — | — | (F2) Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. (F3) The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth III, LP ("RG III") and may be deemed to share dispositive power over the shares held by RG III. |
| 2 | Common | Class A Common Stock | 2024-06-13 | A | A | 13,514 | $0.00 | 13,514 | D | — | — | (F1) Represents a restricted stock unit ("RSU") award. The RSUs vest in 20 substantially equal quarterly installments commencing on September 13, 2024. |
| 3 | Common | Class A Common Stock | 2024-06-17 | A | A | 397,888 | — | 3,660,948 | I By Revolution Growth III, LP | — | — | (F4) On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9. (F3) The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth III, LP ("RG III") and may be deemed to share dispositive power over the shares held by RG III. |
| 4 | Derivative | Series D Preferred Stock | 2024-06-17 | C | D | 1,066,791 | $0.00 | 0 | I By Revolution Growth III, LP | — · — to — | 1,066,791 Class A Common Stock | (F3) The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth III, LP ("RG III") and may be deemed to share dispositive power over the shares held by RG III. (F2) Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. |
| 5 | Derivative | Series F Preferred Stock | 2024-06-17 | C | D | 201,941 | $0.00 | 0 | I By Revolution Growth III, LP | — · — to — | 201,941 Class A Common Stock | (F3) The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth III, LP ("RG III") and may be deemed to share dispositive power over the shares held by RG III. (F2) Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. |
| 6 | Derivative | Series E Preferred Stock | 2024-06-17 | C | D | 597,271 | $0.00 | 0 | I Revolution Growth III, LP | — · — to — | 597,271 Class A Common Stock | (F3) The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth III, LP ("RG III") and may be deemed to share dispositive power over the shares held by RG III. (F2) Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. |
| 7 | Derivative | Series C Preferred Stock | 2024-06-17 | C | D | 1,397,057 | $0.00 | 0 | I By Revolution Growth III, LP | — · — to — | 1,397,057 Class A Common Stock | (F3) The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth III, LP ("RG III") and may be deemed to share dispositive power over the shares held by RG III. (F2) Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. |