Form 4 for TEM Tempus AI, Inc.
Accepted 2024-06-17 00:00:00 ET · period of report 2024-06-13 · accession 0001415889-24-017313 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-06-17 | 2024-06-17 | TEM | LEFKOFSKY ERIC P | CEO, COB, Dir, 10% | C - Cnv Deriv | — | 0 | 6.98M | New | — |
| 2024-06-17 | 2024-06-14 | TEM | LEFKOFSKY ERIC P | CEO, COB, Dir, 10% | F - Tax | $37.00 | -37.1K | 5.58M | -0.7% | -$1.37M | |
| 2024-06-17 | 2024-06-13 | TEM | LEFKOFSKY ERIC P | CEO, COB, Dir, 10% | A - Grant | $0.00 | +5.62M | 5.62M | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Non-Voting Common Stock | 2024-06-17 | C | D | 1,400,000 | — | 0 | D | — | — | (F3) Each share of Non-Voting Common Stock automatically converted into one share of Class A Common Stock upon the closing of the Issuer's initial public offering of Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2024-06-14 | F | D | 37,148 | $37.00 | 5,578,852 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-06-13 | A | A | 5,616,000 | $0.00 | 5,616,000 | D | — | — | (F1) Consists of previously granted restricted stock units ("RSUs") for which the liquidity event-based condition was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, as well as, a grant of RSUs made in connection with the Issuer's initial public offering. Certain of the RSUs remain subject to service-based vesting conditions, as follows: (i) 912,375 RSUs vest in three equal quarterly installments commencing on August 1, 2024 and (ii) 750,000 RSUs vest in 20 equal quarterly installments commencing on September 13, 2024. |
| 4 | Common | Class A Common Stock | 2024-06-17 | C | A | 1,400,000 | — | 6,978,852 | D | — | — | (F3) Each share of Non-Voting Common Stock automatically converted into one share of Class A Common Stock upon the closing of the Issuer's initial public offering of Class A Common Stock. |