Form 4 for TEM Tempus AI, Inc.
Accepted 2024-06-20 00:00:00 ET · period of report 2024-06-17 · accession 0001415889-24-017736 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-06-20 | 2024-06-17 | TEM | Blue Media, LLC | 10% | J - Other | $0.00 | -913.7K | 27.43M | -3% | $0 |
| DMI | 2024-06-20 | 2024-06-17 | TEM | Blue Media, LLC | 10% | C - Cnv Deriv | — | +3.39M | 321.0K | New | — |
| DMI | 2024-06-20 | 2024-06-17 | TEM | Blue Media, LLC | 10% | A - Grant | $0.00 | +184.3K | 360.1K | +105% | $0 |
| DMI | 2024-06-20 | 2024-06-17 | TEM | Blue Media, LLC | 10% | C - Cnv Deriv | $0.00 | -3.31M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-06-17 | J | A | 332,131 | $0.00 | 332,131 | I By Lefkofsky Family Foundation | — | — | (F2) The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. |
| 2 | Common | Class A Common Stock | 2024-06-17 | C | A | 99,255 | — | 3,984,094 | I By Innovation Group Investors, L.P. - 2011 Series | — | — | (F1) Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. (F2) The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. |
| 3 | Common | Class A Common Stock | 2024-06-17 | C | A | 180,329 | — | 27,608,790 | I By Blue Media, LLC | — | — | (F1) Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. (F2) The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. |
| 4 | Common | Class A Common Stock | 2024-06-17 | A | A | 206 | $0.00 | 206 | I By Black Media, LLC | — | — | (F2) The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. |
| 5 | Common | Class A Common Stock | 2024-06-17 | A | A | 10,768 | $0.00 | 27,619,558 | I By Blue Media, LLC | — | — | (F2) The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. |
| 6 | Common | Class A Common Stock | 2024-06-17 | A | A | 76,453 | $0.00 | 4,060,547 | I By Innovation Group Investors, L.P. - 2011 Series | — | — | (F5) The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B. |
| 7 | Common | Class A Common Stock | 2024-06-17 | C | A | 2,133,583 | — | 2,133,583 | I By Tempus Series D Investments, LLC | — | — | (F1) Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. (F2) The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. |
| 8 | Common | Class A Common Stock | 2024-06-17 | A | A | 12,409 | $0.00 | 2,145,992 | I By Tempus Series D Investments, LLC | — | — | (F2) The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. |
| 9 | Common | Class A Common Stock | 2024-06-17 | J | D | 2,145,992 | $0.00 | 0 | I By Tempus Series D Investments, LLC | — | — | (F2) The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. |
| 10 | Common | Class A Common Stock | 2024-06-17 | J | A | 1,534,384 | $0.00 | 27,408,669 | I By Blue Media, LLC | — | — | (F2) The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. |
| 11 | Common | Class A Common Stock | 2024-06-17 | C | A | 406,090 | — | 3,884,839 | I By Innovation Group Investors, L.P. - 2011 Series | — | — | (F1) Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. (F5) The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B. |
| 12 | Common | Class A Common Stock | 2024-06-17 | C | A | 248,512 | — | 248,512 | I By Tempus Series E Investments, LLC | — | — | (F1) Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. (F2) The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. |
| 13 | Common | Class A Common Stock | 2024-06-17 | A | A | 45,396 | $0.00 | 293,908 | I By Tempus Series E Investments, LLC | — | — | (F2) The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. |
| 14 | Common | Class A Common Stock | 2024-06-17 | J | D | 293,908 | $0.00 | 0 | I By Tempus Series E Investments, LLC | — | — | (F2) The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. |
| 15 | Common | Class A Common Stock | 2024-06-17 | C | A | 321,008 | — | 321,008 | I By Tempus Series G Investments, LLC | — | — | (F1) Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. (F2) The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. |
| 16 | Common | Class A Common Stock | 2024-06-17 | A | A | 39,105 | $0.00 | 360,113 | I By Tempus Series G Investments, LLC | — | — | (F2) The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. |
| 17 | Common | Class A Common Stock | 2024-06-17 | J | D | 360,113 | $0.00 | 0 | I By Tempus Series G Investments, LLC | — | — | (F2) The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. |
| 18 | Common | Class A Common Stock | 2024-06-17 | J | A | 19,792 | $0.00 | 27,428,461 | I By Blue Media, LLC | — | — | (F2) The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. |
| 19 | Derivative | Series G Preferred Stock | 2024-06-17 | C | D | 321,008 | $0.00 | 0 | I By Tempus Series G Investments, LLC | — · — to — | 321,008 Class A Common Stock | (F2) The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. (F1) Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. |
| 20 | Derivative | Series E Preferred Stock | 2024-06-17 | C | D | 248,512 | $0.00 | 0 | I By Tempus Series E Investments, LLC | — · — to — | 248,512 Class A Common Stock | (F2) The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. (F1) Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. |
| 21 | Derivative | Series D Preferred Stock | 2024-06-17 | C | D | 406,090 | $0.00 | 0 | I By Innovation Group Investors, L.P. - 2011 Series | — · — to — | 406,090 Class A Common Stock | (F5) The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B. (F1) Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. |
| 22 | Derivative | Series D Preferred Stock | 2024-06-17 | C | D | 2,133,583 | $0.00 | 0 | I By Tempus Series D Investments, LLC | — · — to — | 2,133,583 Class A Common Stock | (F2) The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. (F1) Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. |
| 23 | Derivative | Series G Preferred Stock | 2024-06-17 | C | D | 99,255 | $0.00 | 0 | I By Innovation Group Investors, L.P. - 2011 Series | — · — to — | 99,255 Class A Common Stock | (F5) The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B. (F1) Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. |
| 24 | Derivative | Series G-3 Preferred Stock | 2024-06-17 | C | D | 98,964 | $0.00 | 0 | I By Blue Media, LLC | — · — to — | 180,329 Class A Common Stock | (F2) The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. (F1) Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. |