Form 4 for QS QuantumScape Corp
Accepted 2024-06-28 00:00:00 ET · period of report 2024-06-26 · accession 0001415889-24-018459 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-06-28 | 2024-06-26 | QS | MCCARTHY MICHAEL O III | CLO | M - OptEx | $1.32 | +232.7K | 1.28M | +22% | +$308.0K |
| DM | 2024-06-28 | 2024-06-26 | QS | MCCARTHY MICHAEL O III | CLO | M - OptEx | $0.00 | -232.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-06-26 | M | A | 156,536 | $1.33 | 1,440,203 | D | — | — | (F1) Includes 1,020,732 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. |
| 2 | Common | Class A Common Stock | 2024-06-26 | M | A | 76,167 | $1.31 | 1,283,667 | D | — | — | |
| 3 | Derivative | Stock Option (right to buy) | 2024-06-26 | M | D | 156,536 | $0.00 | 511,073 | D | $1.33 · 2017-05-01 to 2027-03-15 | 156,536 Class A Common Stock | |
| 4 | Derivative | Stock Option (right to buy) | 2024-06-26 | M | D | 76,167 | $0.00 | 0 | D | $1.31 · 2019-02-18 to 2026-05-03 | 76,167 Class A Common Stock |