Form 4 for ALMS ALUMIS INC.
Accepted 2024-07-01 00:00:00 ET · period of report 2024-07-01 · accession 0001415889-24-018597 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-01 | 2024-07-01 | ALMS | Hardiman Roy C. | Chief Business, Legal Off | D - Sale to Iss | — | -175.4K | 0 | -100% | — |
| DI | 2024-07-01 | 2024-07-01 | ALMS | Hardiman Roy C. | Chief Business, Legal Off | D - Sale to Iss | — | -6,417 | 0 | -100% | — |
| DI | 2024-07-01 | 2024-07-01 | ALMS | Hardiman Roy C. | Chief Business, Legal Off | A - Grant | — | +6,417 | 6,417 | New | — |
| D | 2024-07-01 | 2024-07-01 | ALMS | Hardiman Roy C. | Chief Business, Legal Off | A - Grant | — | +175.4K | 175.4K | New | — |
| DM | 2024-07-01 | 2024-07-01 | ALMS | Hardiman Roy C. | Chief Business, Legal Off | D - Sale to Iss | $0.00 | -499.8K | 0 | -100% | $0 |
| DM | 2024-07-01 | 2024-07-01 | ALMS | Hardiman Roy C. | Chief Business, Legal Off | A - Grant | $0.00 | +499.8K | 30.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-07-01 | D | D | 175,401 | — | 0 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock. |
| 2 | Common | Class A Common Stock | 2024-07-01 | D | D | 6,417 | — | 0 | I By Daughter | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock. (F2) Shares are held directly by the daughter of Reporting Person residing in his primary residence. |
| 3 | Common | Common Stock | 2024-07-01 | A | A | 6,417 | — | 6,417 | I By Daughter | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock. (F2) Shares are held directly by the daughter of Reporting Person residing in his primary residence. |
| 4 | Common | Common Stock | 2024-07-01 | A | A | 175,401 | — | 175,401 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock. |
| 5 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | D | D | 14,973 | $0.00 | 0 | D | $8.84 · — to 2033-06-22 | 14,973 Class A Common Stock | (F5) 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 6 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | A | A | 14,973 | $0.00 | 14,973 | D | $8.84 · — to 2033-06-22 | 14,973 Common Stock | (F5) 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 7 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | D | D | 42,780 | $0.00 | 0 | D | $8.84 · — to 2032-01-26 | 42,780 Class A Common Stock | (F3) 25% of the shares underlying this option vested on January 27, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 8 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | A | A | 42,780 | $0.00 | 42,780 | D | $8.84 · — to 2032-01-26 | 42,780 Common Stock | (F3) 25% of the shares underlying this option vested on January 27, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 9 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | D | D | 151,871 | $0.00 | 0 | D | $8.84 · — to 2032-01-26 | 151,871 Class A Common Stock | (F4) 33% of the shares underlying this option vested on January 27, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 10 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | A | A | 151,871 | $0.00 | 151,871 | D | $8.84 · — to 2032-01-26 | 151,871 Common Stock | (F4) 33% of the shares underlying this option vested on January 27, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 11 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | A | A | 53,475 | $0.00 | 53,475 | D | $13.33 · — to 2034-06-05 | 53,475 Common Stock | (F8) 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 12 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | D | D | 53,475 | $0.00 | 0 | D | $13.33 · — to 2034-06-05 | 53,475 Class A Common Stock | (F8) 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 13 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | A | A | 206,074 | $0.00 | 206,074 | D | $10.20 · — to 2034-05-05 | 206,074 Common Stock | (F7) The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 14 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | D | D | 206,074 | $0.00 | 0 | D | $10.20 · — to 2034-05-05 | 206,074 Class A Common Stock | (F7) The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 15 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | A | A | 30,642 | $0.00 | 30,642 | D | $8.84 · — to 2033-10-08 | 30,642 Common Stock | (F6) 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 16 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | D | D | 30,642 | $0.00 | 0 | D | $8.84 · — to 2033-10-08 | 30,642 Class A Common Stock | (F6) 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. |