Form 4 for ALMS ALUMIS INC.
Accepted 2024-07-01 00:00:00 ET · period of report 2024-06-27 · accession 0001415889-24-018601 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-01 | 2024-07-01 | ALMS | Klein Sara | GC - Corp Secy | D - Sale to Iss | — | -33.8K | 0 | -100% | — |
| D | 2024-07-01 | 2024-07-01 | ALMS | Klein Sara | GC - Corp Secy | A - Grant | — | +33.8K | 33.8K | New | — |
| DM | 2024-07-01 | 2024-06-27+ | ALMS | Klein Sara | GC - Corp Secy | A - Grant | $0.00 | +284.4K | 38.5K | New | $0 |
| DM | 2024-07-01 | 2024-07-01 | ALMS | Klein Sara | GC - Corp Secy | D - Sale to Iss | $0.00 | -275.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-07-01 | D | D | 33,796 | — | 0 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock. |
| 2 | Common | Common Stock | 2024-07-01 | A | A | 33,796 | — | 33,796 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock. |
| 3 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | A | A | 11,842 | $0.00 | 11,842 | D | $8.84 · — to 2033-10-08 | 11,842 Common Stock | (F6) 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 4 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | D | D | 11,842 | $0.00 | 0 | D | $8.84 · — to 2033-10-08 | 11,842 Class A Common Stock | (F6) 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 5 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | A | A | 21,390 | $0.00 | 21,390 | D | $8.84 · — to 2033-06-22 | 21,390 Common Stock | (F5) 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 6 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | D | D | 21,390 | $0.00 | 0 | D | $8.84 · — to 2033-06-22 | 21,390 Class A Common Stock | (F5) 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 7 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | A | A | 42,780 | $0.00 | 42,780 | D | $8.84 · — to 2032-01-26 | 42,780 Common Stock | (F4) 33% of the shares underlying this option vested on January 18, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 8 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | D | D | 42,780 | $0.00 | 0 | D | $8.84 · — to 2032-01-26 | 42,780 Class A Common Stock | (F4) 33% of the shares underlying this option vested on January 18, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 9 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | A | A | 73,155 | $0.00 | 73,155 | D | $8.84 · — to 2032-01-26 | 73,155 Common Stock | (F3) 25% of the shares underlying this option vested on January 18, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 10 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | D | D | 73,155 | $0.00 | 0 | D | $8.84 · — to 2032-01-26 | 73,155 Class A Common Stock | (F3) 25% of the shares underlying this option vested on January 18, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 11 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | A | A | 8,556 | $0.00 | 8,556 | D | $16.00 · — to 2034-06-26 | 8,556 Common Stock | (F2) 25% of the shares underlying this option vest on June 21, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 12 | Derivative | Stock Option (Right to Buy) | 2024-06-27 | A | A | 8,556 | $0.00 | 8,556 | D | $16.00 · — to 2034-06-26 | 8,556 Class A Common Stock | (F2) 25% of the shares underlying this option vest on June 21, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 13 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | D | D | 79,572 | $0.00 | 0 | D | $10.20 · — to 2034-05-05 | 79,572 Class A Common Stock | (F7) The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 14 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | A | A | 79,572 | $0.00 | 79,572 | D | $10.20 · — to 2034-05-05 | 79,572 Common Stock | (F7) The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 15 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | D | D | 8,556 | $0.00 | 0 | D | $16.00 · — to 2034-06-26 | 8,556 Class A Common Stock | (F2) 25% of the shares underlying this option vest on June 21, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 16 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | A | A | 38,502 | $0.00 | 38,502 | D | $13.33 · — to 2034-06-05 | 38,502 Common Stock | (F8) 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 17 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | D | D | 38,502 | $0.00 | 0 | D | $13.33 · — to 2034-06-05 | 38,502 Class A Common Stock | (F8) 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date. |