Form 4 for ALMS ALUMIS INC.
Accepted 2024-07-01 00:00:00 ET · period of report 2024-06-27 · accession 0001415889-24-018608 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-01 | 2024-07-01 | ALMS | Yao Zhengbin | Dir | A - Grant | — | +23.5K | 23.5K | New | — |
| D | 2024-07-01 | 2024-07-01 | ALMS | Yao Zhengbin | Dir | D - Sale to Iss | — | -23.5K | 0 | -100% | — |
| DM | 2024-07-01 | 2024-06-27+ | ALMS | Yao Zhengbin | Dir | A - Grant | $0.00 | +66.3K | 31.0K | New | $0 |
| DM | 2024-07-01 | 2024-07-01 | ALMS | Yao Zhengbin | Dir | D - Sale to Iss | $0.00 | -35.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-07-01 | A | A | 23,529 | — | 23,529 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock. |
| 2 | Common | Class A Common Stock | 2024-07-01 | D | D | 23,529 | — | 0 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock. |
| 3 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | A | A | 4,278 | $0.00 | 4,278 | D | $8.84 · — to 2032-01-26 | 4,278 Common Stock | (F3) Option vests in 36 equal monthly installments from January 27, 2022, subject to the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 4 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | D | D | 4,278 | $0.00 | 0 | D | $8.84 · — to 2032-01-26 | 4,278 Class A Common Stock | (F3) Option vests in 36 equal monthly installments from January 27, 2022, subject to the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 5 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | A | A | 31,016 | $0.00 | 31,016 | D | $16.00 · — to 2034-06-26 | 31,016 Common Stock | (F2) Option vests over a 3-year period, with 1/3 of the total number of shares subject to the option vesting on each of the first three anniversaries of June 21, 2024, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 6 | Derivative | Stock Option (Right to Buy) | 2024-06-27 | A | A | 31,016 | $0.00 | 31,016 | D | $16.00 · — to 2034-06-26 | 31,016 Class A Common Stock | (F2) Option vests over a 3-year period, with 1/3 of the total number of shares subject to the option vesting on each of the first three anniversaries of June 21, 2024, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date. |
| 7 | Derivative | Stock Option (Right to Buy) | 2024-07-01 | D | D | 31,016 | $0.00 | 0 | D | $16.00 · — to 2034-06-26 | 31,106 Class A Common Stock | (F3) Option vests in 36 equal monthly installments from January 27, 2022, subject to the Reporting Person's continuous service to the Issuer on each such vesting date. |