Form 4 for LXEO Lexeo Therapeutics, Inc.
Accepted 2024-07-12 00:00:00 ET · period of report 2024-07-10 · accession 0001415889-24-019526 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-12 | 2024-07-10 | LXEO | Townsend Richard Nolan | CEO, Dir | M - OptEx | $2.33 | +5,000 | 175.7K | +3% | +$11.7K |
| DM | 2024-07-12 | 2024-07-10+ | LXEO | Townsend Richard Nolan | CEO, Dir | S - Sale+OE | $16.79 | -55.0K | 148.7K | -27% | -$923.4K |
| D | 2024-07-12 | 2024-07-10 | LXEO | Townsend Richard Nolan | CEO, Dir | M - OptEx | $0.00 | -5,000 | 138.7K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-07-10 | M | A | 5,000 | $2.33 | 175,695 | D | — | — | |
| 2 | Common | Common Stock | 2024-07-10 | S | D | 23,622 | $16.45 | 152,073 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $15.83 to $16.825. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 3 | Common | Common Stock | 2024-07-11 | S | D | 100 | $19.06 | 120,695 | D | — | — | (F5) Includes 43,750 restricted stock units (RSU's). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 4 | Common | Common Stock | 2024-07-11 | S | D | 27,931 | $17.06 | 120,795 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $16.7476 to $17.4703. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 5 | Common | Common Stock | 2024-07-10 | S | D | 3,347 | $16.85 | 148,726 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $16.83 to $16.95. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 6 | Derivative | Stock Option (right to buy) | 2024-07-10 | M | D | 5,000 | $0.00 | 138,655 | D | $2.33 · — to 2031-02-15 | 5,000 Common Stock | (F6) 25% of the shares underlying the option vested on November 21, 2021, and 1/48th of the shares underlying the option vested or shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service. |