Form 4 for NBHC National Bank Holdings Corp
Accepted 2024-07-30 00:00:00 ET · period of report 2024-07-26 · accession 0001415889-24-020354 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-07-30 | 2024-07-26 | NBHC | Sobers Patrick G. | Dir | S - Sale+OE | $43.10 | -18.7K | 23.6K | -44% | -$807.7K |
| DM | 2024-07-30 | 2024-07-26 | NBHC | Sobers Patrick G. | Dir | M - OptEx | $29.89 | +15.9K | 39.5K | +67% | +$474.6K |
| DM | 2024-07-30 | 2024-07-26 | NBHC | Sobers Patrick G. | Dir | M - OptEx | $0.00 | -15.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-07-26 | S | D | 2,862 | $43.12 | 20,788 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $43.10 to $43.17, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4. |
| 2 | Common | Common Stock | 2024-07-26 | M | A | 2,096 | $34.04 | 25,746 | D | — | — | |
| 3 | Common | Common Stock | 2024-07-26 | M | A | 4,369 | $32.65 | 30,115 | D | — | — | |
| 4 | Common | Common Stock | 2024-07-26 | M | A | 3,934 | $34.08 | 34,049 | D | — | — | |
| 5 | Common | Common Stock | 2024-07-26 | M | A | 5,477 | $23.10 | 39,526 | D | — | — | |
| 6 | Common | Common Stock | 2024-07-26 | S | D | 15,876 | $43.10 | 23,650 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $43.09 to $43.17, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. |
| 7 | Derivative | Stock Option (Right to Buy) | 2024-07-26 | M | D | 3,934 | $0.00 | 0 | D | $34.08 · — to 2029-04-01 | 3,934 Common Stock | (F5) Time-vested stock option award. Stock options vested in equal installments on April 28, 2020, April 28, 2021 and April 28, 2022. |
| 8 | Derivative | Stock option (Right to Buy) | 2024-07-26 | M | D | 4,369 | $0.00 | 0 | D | $32.65 · — to 2028-03-01 | 4,369 Common Stock | (F4) Time-vested stock option award. Stock options vested in equal installments on April 28, 2019, April 28, 2020 and April 28, 2021. |
| 9 | Derivative | Stock Option (Right to Buy) | 2024-07-26 | M | D | 2,096 | $0.00 | 0 | D | $34.04 · — to 2027-03-01 | 2,096 Common Stock | (F3) Time-vested stock option award. Stock options vested in equal installments on April 28, 2018, April 28, 2019 and April 28, 2020. |
| 10 | Derivative | Stock Option (Right to Buy) | 2024-07-26 | M | D | 5,477 | $0.00 | 0 | D | $23.10 · — to 2030-04-01 | 5,477 Common Stock | (F6) Time-vested stock option award. Stock options vested in equal installments on April 28, 2021, April 28, 2022 and April 28, 2023. |