Form 4 for ATEC Alphatec Holdings, Inc.
Accepted 2024-08-08 00:00:00 ET · period of report 2024-08-06 · accession 0001415889-24-020995 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-08 | 2024-08-06 | ATEC | Lish Scott | COO | M - OptEx | $2.80 | +71.5K | 520.9K | +16% | +$199.9K |
| DM | 2024-08-08 | 2024-08-06 | ATEC | Lish Scott | COO | M - OptEx | $0.00 | -71.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-06 | M | A | 60,000 | $2.69 | 580,861 | D | — | — | (F1) Includes 2,196 shares acquired under the issuer's employee stock purchase plan on May 15, 2024. |
| 2 | Common | Common Stock | 2024-08-06 | M | A | 11,500 | $3.35 | 520,861 | D | — | — | (F1) Includes 2,196 shares acquired under the issuer's employee stock purchase plan on May 15, 2024. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2024-08-06 | M | D | 11,500 | $0.00 | 13,500 | D | $3.35 · — to 2028-03-22 | 11,500 Common Stock | (F2) The option vested 25% on March 22, 2019 (the first anniversary of the grant date) and thereafter in 36 equal monthly installments. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2024-08-06 | M | D | 60,000 | $0.00 | 0 | D | $2.69 · — to 2028-07-30 | 60,000 Common Stock | (F3) The option vested 25% on July 30, 2019 (the first anniversary of the grant date) and thereafter in 36 equal monthly installments. |