Form 4 for AXON Axon Enterprise
Accepted 2024-08-27 00:00:00 ET · period of report 2024-08-23 · accession 0001415889-24-022330 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-27 | 2024-08-23+ | AXON | SMITH PATRICK W | CEO, Dir | S - Sale+OE | $366.73 | -170.3K | 2.94M | -5% | -$62.45M |
| D | 2024-08-27 | 2024-08-23 | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $370.70 | +170.0K | 3.10M | +6% | +$63.02M |
| DM | 2024-08-27 | 2024-08-23 | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $0.00 | -170.0K | 360.9K | -32% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-27 | S | D | 3,152 | $360.71 | 2,940,274 | D | — | — | (F24) The transaction was executed in multiple trades at prices ranging from $360.27 to $361.23. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2024-08-27 | S | D | 1,140 | $359.67 | 2,943,426 | D | — | — | (F23) The transaction was executed in multiple trades at prices ranging from $359.21 to $360.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2024-08-27 | S | D | 2,910 | $361.72 | 2,937,364 | D | — | — | (F25) The transaction was executed in multiple trades at prices ranging from $361.28 to $362.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2024-08-27 | S | D | 8,262 | $362.98 | 2,929,102 | D | — | — | (F26) The transaction was executed in multiple trades at prices ranging from $362.35 to $363.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2024-08-27 | S | D | 3,636 | $363.71 | 2,925,466 | D | — | — | (F27) The transaction was executed in multiple trades at prices ranging from $363.37 to $364.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2024-08-27 | S | D | 100 | $364.43 | 2,925,366 | D | — | — | |
| 7 | Common | Common Stock | 2024-08-23 | M | A | 170,000 | $370.70 | 3,095,666 | D | — | — | |
| 8 | Common | Common Stock | 2024-08-23 | S | D | 6,544 | $370.35 | 3,089,122 | D | — | — | (F3) The transaction was executed in multiple trades at prices ranging from $369.59 to $370.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Common | Common Stock | 2024-08-23 | S | D | 42,529 | $370.92 | 3,046,593 | D | — | — | (F4) The transaction was executed in multiple trades at prices ranging from $370.59 to $371.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 10 | Common | Common Stock | 2024-08-23 | S | D | 8,417 | $372.08 | 3,038,176 | D | — | — | (F5) The transaction was executed in multiple trades at prices ranging from $371.60 to $372.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 11 | Common | Common Stock | 2024-08-23 | S | D | 12,308 | $373.05 | 3,025,868 | D | — | — | (F6) The transaction was executed in multiple trades at prices ranging from $372.60 to $373.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 12 | Common | Common Stock | 2024-08-23 | S | D | 7,174 | $374.03 | 3,018,694 | D | — | — | (F7) The transaction was executed in multiple trades at prices ranging from $373.60 to $374.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 13 | Common | Common Stock | 2024-08-23 | S | D | 2,428 | $375.26 | 3,016,266 | D | — | — | (F8) The transaction was executed in multiple trades at prices ranging from $374.61 to $375.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 14 | Common | Common Stock | 2024-08-23 | S | D | 900 | $375.69 | 3,015,366 | D | — | — | |
| 15 | Common | Common Stock | 2024-08-26 | S | D | 600 | $358.82 | 3,014,766 | D | — | — | (F10) The transaction was executed in multiple trades at prices ranging from $358.19 to $359.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 16 | Common | Common Stock | 2024-08-26 | S | D | 17,507 | $359.94 | 2,997,259 | D | — | — | (F11) The transaction was executed in multiple trades at prices ranging from $359.26 to $360.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 17 | Common | Common Stock | 2024-08-26 | S | D | 29,192 | $360.60 | 2,968,067 | D | — | — | (F12) The transaction was executed in multiple trades at prices ranging from $360.26 to $361.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 18 | Common | Common Stock | 2024-08-26 | S | D | 6,139 | $361.67 | 2,961,928 | D | — | — | (F13) The transaction was executed in multiple trades at prices ranging from $361.26 to $362.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 19 | Common | Common Stock | 2024-08-26 | S | D | 755 | $362.79 | 2,961,173 | D | — | — | (F14) The transaction was executed in multiple trades at prices ranging from $362.48 to $363.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 20 | Common | Common Stock | 2024-08-26 | S | D | 550 | $363.99 | 2,960,623 | D | — | — | (F15) The transaction was executed in multiple trades at prices ranging from $363.48 to $364.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 21 | Common | Common Stock | 2024-08-26 | S | D | 1,095 | $365.02 | 2,959,528 | D | — | — | (F16) The transaction was executed in multiple trades at prices ranging from $364.50 to $365.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 22 | Common | Common Stock | 2024-08-26 | S | D | 1,998 | $365.69 | 2,957,530 | D | — | — | (F17) The transaction was executed in multiple trades at prices ranging from $365.51 to $366.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 23 | Common | Common Stock | 2024-08-26 | S | D | 1,248 | $366.99 | 2,956,282 | D | — | — | (F18) The transaction was executed in multiple trades at prices ranging from $366.56 to $367.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 24 | Common | Common Stock | 2024-08-26 | S | D | 2,555 | $368.13 | 2,953,727 | D | — | — | (F19) The transaction was executed in multiple trades at prices ranging from $367.56 to $368.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 25 | Common | Common Stock | 2024-08-26 | S | D | 6,571 | $369.14 | 2,947,156 | D | — | — | (F20) The transaction was executed in multiple trades at prices ranging from $368.57 to $369.51. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 26 | Common | Common Stock | 2024-08-26 | S | D | 1,290 | $369.97 | 2,945,866 | D | — | — | (F21) The transaction was executed in multiple trades at prices ranging from $369.59 to $370.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 27 | Common | Common Stock | 2024-08-26 | S | D | 500 | $370.64 | 2,945,366 | D | — | — | |
| 28 | Common | Common Stock | 2024-08-27 | S | D | 800 | $358.47 | 2,944,566 | D | — | — | (F22) The transaction was executed in multiple trades at prices ranging from $358.17 to $359.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 29 | Derivative | Employee Stock Option | 2024-08-23 | M | D | 443 | $0.00 | 530,488 | D | $28.58 · 2023-03-24 to 2028-02-28 | 443 Common Stock | |
| 30 | Derivative | Employee Stock Option | 2024-08-23 | M | D | 169,557 | $0.00 | 360,931 | D | $28.58 · 2023-05-26 to 2028-02-28 | 169,557 Common Stock |