Form 4 for FRSH Freshworks Inc.
Accepted 2024-08-30 00:00:00 ET · period of report 2024-08-28 · accession 0001415889-24-022647 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-30 | 2024-08-30 | FRSH | PADGETT BARRY L. | Dir | C - Cnv Deriv | $0.00 | +780 | 27.7K | +3% | $0 |
| D | 2024-08-30 | 2024-08-30 | FRSH | PADGETT BARRY L. | Dir | S - Sale | $11.79 | -780 | 27.0K | -3% | -$9,196 |
| D | 2024-08-30 | 2024-08-30 | FRSH | PADGETT BARRY L. | Dir | C - Cnv Deriv | $0.00 | -780 | 75.0K | -1% | $0 |
| DM | 2024-08-30 | 2024-08-28 | FRSH | PADGETT BARRY L. | Dir | M - OptEx | $0.00 | 0 | 75.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-08-30 | C | A | 780 | $0.00 | 27,737 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-08-30 | S | D | 780 | $11.79 | 26,957 | D | — | — | |
| 3 | Derivative | Class B Common Stock | 2024-08-30 | C | D | 780 | $0.00 | 74,999 | D | — · — to — | 780 Class A Common Stock | (F4) Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. |
| 4 | Derivative | Restricted Stock Units | 2024-08-28 | M | D | 1,560 | $0.00 | 18,750 | D | — · — to 2031-08-04 | 1,560 Class B Common Stock | (F2) Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock. (F3) The shares of Class B Common Stock are to be acquired upon the vesting of a RSU award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following August 28, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date. |
| 5 | Derivative | Class B Common Stock | 2024-08-28 | M | A | 1,560 | $0.00 | 75,779 | D | — · — to — | 1,560 Class A Common Stock | (F4) Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. |