Form 4 for AXON Axon Enterprise
Accepted 2024-09-04 00:00:00 ET · period of report 2024-08-30 · accession 0001415889-24-022803 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-04 | 2024-08-30+ | AXON | SMITH PATRICK W | CEO, Dir | S - Sale+OE | $357.67 | -170.5K | 3.00M | -5% | -$61.00M |
| DM | 2024-09-04 | 2024-08-30+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $361.25 | +170.0K | 3.03M | +6% | +$61.41M |
| DM | 2024-09-04 | 2024-08-30+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $0.00 | -170.0K | 190.9K | -47% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-30 | S | D | 20,221 | $364.98 | 2,980,861 | D | — | — | (F7) The transaction was executed in multiple trades at prices ranging from $364.76 to $365.28. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2024-09-03 | M | A | 64,505 | $355.16 | 3,045,366 | D | — | — | |
| 3 | Common | Common Stock | 2024-09-03 | S | D | 28,217 | $355.15 | 3,017,149 | D | — | — | (F8) The transaction was executed in multiple trades at prices ranging from $354.48 to $355.475. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2024-09-03 | S | D | 2,322 | $355.98 | 3,014,827 | D | — | — | (F9) The transaction was executed in multiple trades at prices ranging from $355.48 to $356.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2024-09-03 | S | D | 18,226 | $355.98 | 2,996,601 | D | — | — | (F9) The transaction was executed in multiple trades at prices ranging from $355.48 to $356.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2024-09-03 | S | D | 8,766 | $356.96 | 2,987,835 | D | — | — | (F11) The transaction was executed in multiple trades at prices ranging from $356.48 to $357.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Common Stock | 2024-09-03 | S | D | 5,273 | $358.10 | 2,982,562 | D | — | — | (F12) The transaction was executed in multiple trades at prices ranging from $357.48 to $358.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Common | Common Stock | 2024-09-03 | S | D | 7,289 | $358.87 | 2,975,273 | D | — | — | (F13) The transaction was executed in multiple trades at prices ranging from $358.48 to $359.43. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Common | Common Stock | 2024-09-03 | S | D | 2,076 | $359.91 | 2,973,197 | D | — | — | (F14) The transaction was executed in multiple trades at prices ranging from $359.52 to $360.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 10 | Common | Common Stock | 2024-09-03 | S | D | 2,031 | $361.13 | 2,971,166 | D | — | — | (F15) The transaction was executed in multiple trades at prices ranging from $360.55 to $361.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 11 | Common | Common Stock | 2024-09-03 | S | D | 800 | $362.70 | 2,970,366 | D | — | — | |
| 12 | Common | Common Stock | 2024-09-04 | S | D | 14,444 | $350.48 | 2,955,922 | D | — | — | (F16) The transaction was executed in multiple trades at prices ranging from $350.00 to $350.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 13 | Common | Common Stock | 2024-09-04 | S | D | 10,758 | $351.44 | 2,945,164 | D | — | — | (F17) The transaction was executed in multiple trades at prices ranging from $351.00 to $351.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 14 | Common | Common Stock | 2024-09-04 | S | D | 2,874 | $353.49 | 2,942,290 | D | — | — | (F18) The transaction was executed in multiple trades at prices ranging from $352.81 to $353.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 15 | Common | Common Stock | 2024-09-04 | S | D | 8,753 | $354.36 | 2,933,537 | D | — | — | (F19) The transaction was executed in multiple trades at prices ranging from $353.82 to $354.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 16 | Common | Common Stock | 2024-09-04 | S | D | 8,090 | $355.26 | 2,925,447 | D | — | — | (F20) The transaction was executed in multiple trades at prices ranging from $354.82 to $355.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 17 | Common | Common Stock | 2024-09-04 | S | D | 620 | $356.10 | 2,924,827 | D | — | — | (F21) The transaction was executed in multiple trades at prices ranging from $355.82 to $356.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 18 | Common | Common Stock | 2024-08-30 | M | A | 105,495 | $364.97 | 3,030,861 | D | — | — | |
| 19 | Common | Common Stock | 2024-08-30 | S | D | 1,308 | $361.48 | 3,029,553 | D | — | — | (F3) The transaction was executed in multiple trades at prices ranging from $360.74 to $361.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 20 | Common | Common Stock | 2024-08-30 | S | D | 6,555 | $362.20 | 3,022,998 | D | — | — | (F4) The transaction was executed in multiple trades at prices ranging from $361.74 to $362.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 21 | Common | Common Stock | 2024-08-30 | S | D | 9,530 | $363.29 | 3,013,468 | D | — | — | (F5) The transaction was executed in multiple trades at prices ranging from $362.76 to $363.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 22 | Common | Common Stock | 2024-08-30 | S | D | 12,386 | $364.24 | 3,001,082 | D | — | — | (F6) The transaction was executed in multiple trades at prices ranging from $363.76 to $364.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 23 | Derivative | Employee Stock Option | 2024-08-30 | M | D | 105,495 | $0.00 | 255,436 | D | $28.58 · 2023-05-26 to 2028-02-28 | 105,495 Common Stock | |
| 24 | Derivative | Employee Stock Option | 2024-09-03 | M | D | 64,505 | $0.00 | 190,931 | D | $28.58 · 2023-05-26 to 2028-02-28 | 64,505 Common Stock |