Form 4 for GKOS GLAUKOS Corp
Accepted 2024-09-11 00:00:00 ET · period of report 2024-09-09 · accession 0001415889-24-023258 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-11 | 2024-09-09 | GKOS | Kliman Gilbert H | Dir | M - OptEx | $32.00 | +3,000 | 35.3K | +9% | +$96.0K |
| DM | 2024-09-11 | 2024-09-09 | GKOS | Kliman Gilbert H | Dir | S - Sale+OE | $130.67 | -3,000 | 33.3K | -8% | -$392.0K |
| D | 2024-09-11 | 2024-09-09 | GKOS | Kliman Gilbert H | Dir | M - OptEx | $0.00 | -3,000 | 12.0K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-09 | M | A | 3,000 | $32.00 | 35,336 | D | — | — | (F1) Includes 2,611 restricted stock units that have not vested or been delivered to the Reporting Person. |
| 2 | Common | Common Stock | 2024-09-09 | S | D | 1,000 | $130.00 | 32,336 | D | — | — | (F1) Includes 2,611 restricted stock units that have not vested or been delivered to the Reporting Person. |
| 3 | Common | Common Stock | 2024-09-09 | S | D | 2,000 | $131.00 | 33,336 | D | — | — | (F1) Includes 2,611 restricted stock units that have not vested or been delivered to the Reporting Person. |
| 4 | Derivative | Stock Option (Right to Buy) | 2024-09-09 | M | D | 3,000 | $0.00 | 12,000 | D | $32.00 · — to 2025-07-23 | 3,000 Common Stock | (F2) This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date. |