Form 4 for QS QuantumScape Corp
Accepted 2024-09-16 00:00:00 ET · period of report 2024-09-12 · accession 0001415889-24-023455 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-16 | 2024-09-12+ | QS | MCCARTHY MICHAEL O III | CLO | M - OptEx | $2.38 | +203.3K | 1.28M | +19% | +$483.8K |
| DM | 2024-09-16 | 2024-09-12+ | QS | MCCARTHY MICHAEL O III | CLO | S - Sale+OE | $5.85 | -206.1K | 1.18M | -15% | -$1.21M |
| DM | 2024-09-16 | 2024-09-12+ | QS | MCCARTHY MICHAEL O III | CLO | M - OptEx | $0.00 | -203.3K | 400.0K | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-09-13 | M | A | 106,084 | $2.38 | 1,287,968 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-09-12 | S | D | 100,038 | $5.80 | 1,181,884 | D | — | — | (F1) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.7626 to $5.8555, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 3 | Common | Class A Common Stock | 2024-09-12 | M | A | 97,177 | $2.38 | 1,281,922 | D | — | — | |
| 4 | Common | Class A Common Stock | 2024-09-13 | S | D | 106,084 | $5.90 | 1,181,884 | D | — | — | (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.8090 to $5.9606, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. (F3) Includes 921,630 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. |
| 5 | Derivative | Stock Option (right to buy) | 2024-09-12 | M | D | 97,177 | $0.00 | 506,084 | D | $2.38 · 2019-07-05 to 2029-06-05 | 97,177 Class A Common Stock | |
| 6 | Derivative | Stock Option (right to buy) | 2024-09-13 | M | D | 106,084 | $0.00 | 400,000 | D | $2.38 · 2019-07-05 to 2029-06-05 | 106,084 Class A Common Stock |