Form 4 for STRO SUTRO BIOPHARMA, INC.
Accepted 2024-09-20 00:00:00 ET · period of report 2024-09-18 · accession 0001415889-24-023745 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-20 | 2024-09-18 | STRO | Gerber Hans-Peter | CSO | M - OptEx | $0.00 | +37.5K | 37.5K | New | $0 |
| D | 2024-09-20 | 2024-09-18 | STRO | Gerber Hans-Peter | CSO | F - Tax | $3.95 | -13.4K | 24.1K | -36% | -$52.9K |
| D | 2024-09-20 | 2024-09-18 | STRO | Gerber Hans-Peter | CSO | M - OptEx | $0.00 | -37.5K | 112.5K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-18 | M | A | 37,500 | $0.00 | 37,500 | D | — | — | |
| 2 | Common | Common Stock | 2024-09-18 | F | D | 13,380 | $3.95 | 24,120 | D | — | — | (F1) Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person. |
| 3 | Derivative | Restricted Stock Units (RSUs) | 2024-09-18 | M | D | 37,500 | $0.00 | 112,500 | D | — · — to 2027-09-18 | 37,500 Common Stock | (F2) Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement. (F3) The RSU award vests annually as to 1/4th of the total award beginning on September 18, 2024, subject to the reporting person's continued service to the Issuer on each vesting date. |