Form 4 for PUBM PubMatic, Inc.

Accepted 2024-10-02 00:00:00 ET · period of report 2024-09-30 · accession 0001415889-24-024503 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2024-10-02	2024-09-30	PUBM	Pantelick Steven	CFO	M - OptEx	$0.00	+2,261	24.8K	+10%	$0
D	2024-10-02	2024-10-01	PUBM	Pantelick Steven	CFO	S - Sale+OE	$14.87	-1,147	23.6K	-5%	-$17.1K
D	2024-10-02	2024-09-30	PUBM	Pantelick Steven	CFO	M - OptEx	$0.00	-2,261	2,261	-50%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2024-09-30	M	A	2,261	$0.00	24,767	D	—	—
2	Common	Class A Common Stock	2024-10-01	S	D	1,147	$14.87	23,620	D	—	—	(F2) . The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $14.82 to $14.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.
3	Derivative	Restricted Stock Unit	2024-09-30	M	D	2,261	$0.00	2,261	D	$0.00 · — to —	2,261 Class A Common Stock	(F3) Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. (F4) The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. (F5) RSUs do not expire; they either vest or are canceled prior to the vesting date.