Form 4 for AXON Axon Enterprise
Accepted 2024-10-02 00:00:00 ET · period of report 2024-09-30 · accession 0001415889-24-024538 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-10-02 | 2024-09-30+ | AXON | SMITH PATRICK W | CEO, Dir | S - Sale+OE | $402.07 | -165.0K | 3.03M | -5% | -$66.34M |
| DM | 2024-10-02 | 2024-09-30+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $401.08 | +170.0K | 2,935 | New | +$68.18M |
| DM | 2024-10-02 | 2024-09-30+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $0.00 | -170.0K | 180.8K | -48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-02 | S | D | 13,422 | $400.07 | 3,029,345 | D | — | — | (F5) The transaction was executed in multiple trades at prices ranging from $400.00 to $400.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2024-10-02 | M | A | 58,965 | $404.51 | 3,042,767 | D | — | — | |
| 3 | Common | Common Stock | 2024-10-01 | S | D | 47,314 | $400.07 | 2,983,802 | D | — | — | (F4) The transaction was executed in multiple trades at prices ranging from $400.00 to $400.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2024-10-01 | M | A | 100,917 | $399.22 | 3,031,116 | D | — | — | |
| 5 | Common | Common Stock | 2024-09-30 | S | D | 4,746 | $400.02 | 2,930,199 | D | — | — | (F3) The transaction was executed in multiple trades at prices ranging from $400.00 to $400.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2024-09-30 | M | A | 10,118 | $399.60 | 2,934.95 | D | — | — | |
| 7 | Common | Common Stock | 2024-10-02 | S | D | 3,738 | $405.22 | 2,929,827 | D | — | — | (F10) The transaction was executed in multiple trades at prices ranging from $405.00 to $405.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Common | Common Stock | 2024-10-02 | S | D | 15,986 | $404.39 | 2,933,565 | D | — | — | (F9) The transaction was executed in multiple trades at prices ranging from $404.00 to $404.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Common | Common Stock | 2024-10-02 | S | D | 49,896 | $403.44 | 2,949,551 | D | — | — | (F8) The transaction was executed in multiple trades at prices ranging from $403.00 to $403.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 10 | Common | Common Stock | 2024-10-02 | S | D | 15,613 | $402.60 | 2,999,447 | D | — | — | (F7) The transaction was executed in multiple trades at prices ranging from $402.00 to $402.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 11 | Common | Common Stock | 2024-10-02 | S | D | 11,912 | $402.60 | 3,015,060 | D | — | — | (F7) The transaction was executed in multiple trades at prices ranging from $402.00 to $402.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 12 | Common | Common Stock | 2024-10-02 | S | D | 2,373 | $401.66 | 3,026,972 | D | — | — | (F6) The transaction was executed in multiple trades at prices ranging from $401.00 to $401.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 13 | Derivative | Employee Stock Option | 2024-10-01 | M | D | 100,917 | $0.00 | 79,896 | D | $28.58 · 2023-05-26 to 2028-02-28 | 100,917 Common Stock | |
| 14 | Derivative | Employee Stock Option | 2024-10-02 | M | D | 58,965 | $0.00 | 20,931 | D | $28.58 · 2023-05-26 to 2028-02-28 | 58,965 Common Stock | |
| 15 | Derivative | Employee Stock Option | 2024-09-30 | M | D | 10,118 | $0.00 | 180,813 | D | $28.58 · 2023-05-26 to 2028-02-28 | 10,118 Common Stock |