InsiderTrades

Form 4 for PUBM PubMatic, Inc.

Accepted 2024-10-03 00:00:00 ET · period of report 2024-10-01 · accession 0001415889-24-024696 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2024-10-03 2024-10-01 PUBM Goel Amar K. COB, CHIEF INNOVATION OFF, Dir M - OptEx $0.00 +9,191 15.1K +156% $0
DM 2024-10-03 2024-10-02+ PUBM Goel Amar K. COB, CHIEF INNOVATION OFF, Dir S - Sale+OE $14.41 -7,143 11.8K -38% -$102.9K
DM 2024-10-03 2024-10-01 PUBM Goel Amar K. COB, CHIEF INNOVATION OFF, Dir M - OptEx $0.00 -9,191 15.0K -38% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2024-10-01 M A 9,191 $0.00 15,078 D — —
2 Common Class A Common Stock 2024-10-03 S D 3,889 $14.31 7,935 D — — (F4) The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $14.22 to $14.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
3 Common Class A Common Stock 2024-10-02 S D 3,254 $14.52 11,824 D — — (F2) The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer on October 2, 2024 and October 3, 2024 at prices ranging from $14.32 to $14.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.
4 Derivative Restricted Stock Unit 2024-10-01 M D 4,168 $0.00 54,194 D $0.00 · — to — 4,168 Class A Common Stock (F5) Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. (F9) The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. (F7) RSUs do not expire; they either vest or are canceled prior to the vesting date.
5 Derivative Restricted Stock Unit 2024-10-01 M D 2,030 $0.00 18,269 D $0.00 · — to — 2,030 Class A Common Stock (F5) Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. (F8) The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. (F7) RSUs do not expire; they either vest or are canceled prior to the vesting date.
6 Derivative Restricted Stock Unit 2024-10-01 M D 2,993 $0.00 14,963 D $0.00 · — to — 2,993 Class A Common Stock (F5) Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. (F6) The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. (F7) RSUs do not expire; they either vest or are canceled prior to the vesting date.