Form 4 for PUBM PubMatic, Inc.
Accepted 2024-10-03 00:00:00 ET · period of report 2024-10-01 · accession 0001415889-24-024698 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-10-03 | 2024-10-02+ | PUBM | Woods Andrew | GC, Sec | S - Sale+OE | $14.42 | -5,881 | 29.5K | -17% | -$84.8K |
| D | 2024-10-03 | 2024-10-01 | PUBM | Woods Andrew | GC, Sec | M - OptEx | $0.00 | +8,686 | 35.4K | +32% | $0 |
| DM | 2024-10-03 | 2024-10-01 | PUBM | Woods Andrew | GC, Sec | M - OptEx | $0.00 | -8,686 | 32.3K | -21% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-10-02 | S | D | 3,076 | $14.52 | 32,349 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer on October 2, 2024 and October 3, 2024 at prices ranging from $14.32 to $14.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade. |
| 2 | Common | Class A Common Stock | 2024-10-03 | S | D | 2,805 | $14.31 | 29,544 | D | — | — | (F4) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.23 to $14.38 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2024-10-01 | M | A | 8,686 | $0.00 | 35,425 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2024-10-01 | M | D | 1,251 | $0.00 | 11,258 | D | $0.00 · — to — | 1,251 Class A Common Stock | (F5) Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. (F8) The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. (F7) RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| 5 | Derivative | Restricted Stock Unit | 2024-10-01 | M | D | 3,396 | $0.00 | 44,158 | D | $0.00 · — to — | 3,396 Class A Common Stock | (F5) Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. (F9) The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. (F7) RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| 6 | Derivative | Restricted Stock Unit | 2024-10-01 | M | D | 4,039 | $0.00 | 32,312 | D | $0.00 · — to — | 4,039 Class A Common Stock | (F5) Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. (F6) The RSUs vested as to 1/4 of the total award on October 1, 2023 and 1/16th of the RSUs will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. (F7) RSUs do not expire; they either vest or are canceled prior to the vesting date. |