Form 4 for CERT Certara, Inc.
Accepted 2024-10-07 00:00:00 ET · period of report 2024-10-04 · accession 0001415889-24-024816 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-10-07 | 2024-10-04 | CERT | SMITH PATRICK F | Pres, DRUG DEV SOLUTIONS | M - OptEx | $0.00 | +7,151 | 57.2K | +14% | $0 |
| D | 2024-10-07 | 2024-10-04 | CERT | SMITH PATRICK F | Pres, DRUG DEV SOLUTIONS | F - Tax | $10.99 | -1,742 | 55.5K | -3% | -$19.1K |
| D | 2024-10-07 | 2024-10-04 | CERT | SMITH PATRICK F | Pres, DRUG DEV SOLUTIONS | M - OptEx | $0.00 | +7,151 | 14.3K | +100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-04 | M | A | 7,151 | $0.00 | 57,242 | D | — | — | (F1) Each restricted stock unit ("RSU") was granted on October 5, 2023, under the Certara, Inc. ("Certara") 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on October 4, 2024. The remaining two-thirds of the RSUs are scheduled to vest and settle in equal parts on October 5, 2025, and October 5, 2026. |
| 2 | Common | Common Stock | 2024-10-04 | F | D | 1,742 | $10.99 | 55,500 | D | — | — | (F2) Represents RSUs of Certara withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnote 1, exempt under Rule 16b-3. |
| 3 | Derivative | Restricted Stock Units | 2024-10-04 | M | A | 7,151 | $0.00 | 14,303 | D | — · — to 2026-10-05 | 7,151 Common Stock | (F1) Each restricted stock unit ("RSU") was granted on October 5, 2023, under the Certara, Inc. ("Certara") 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on October 4, 2024. The remaining two-thirds of the RSUs are scheduled to vest and settle in equal parts on October 5, 2025, and October 5, 2026. |