Form 4 for FLL FULL HOUSE RESORTS INC
Accepted 2024-10-08 00:00:00 ET · period of report 2024-10-04 · accession 0001415889-24-024916 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-10-08 | 2024-10-04+ | FLL | LEE DANIEL R | Pres, CEO, Dir | S - Sale+OE | $4.98 | -25.3K | 1.59M | -2% | -$125.8K |
| DM | 2024-10-08 | 2024-10-04+ | FLL | LEE DANIEL R | Pres, CEO, Dir | M - OptEx | $1.25 | +25.3K | 1.59M | +2% | +$31.6K |
| DM | 2024-10-08 | 2024-10-04+ | FLL | LEE DANIEL R | Pres, CEO, Dir | M - OptEx | $0.00 | -25.3K | 101.8K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-08 | S | D | 3,540 | $5.00 | 1,588,880 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.965 to $5.02, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2024-10-04 | M | A | 13,351 | $1.25 | 1,602,231 | D | — | — | |
| 3 | Common | Common Stock | 2024-10-04 | S | D | 13,351 | $4.96 | 1,588,880 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.87 to $5.01, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2024-10-07 | M | A | 8,382 | $1.25 | 1,597,262 | D | — | — | |
| 5 | Common | Common Stock | 2024-10-07 | S | D | 8,382 | $5.00 | 1,588,880 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.96 to $5.07, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 6 | Common | Common Stock | 2024-10-08 | M | A | 3,540 | $1.25 | 1,592,420 | D | — | — | |
| 7 | Derivative | Employee Stock Option (right to buy) | 2024-10-07 | M | D | 8,382 | $0.00 | 93,408 | D | $1.25 · — to 2024-11-28 | 8,382 Common Stock | (F5) The stock option fully vested on November 28, 2018. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2024-10-08 | M | D | 3,540 | $0.00 | 89,868 | D | $1.25 · — to 2024-11-28 | 3,540 Common Stock | (F5) The stock option fully vested on November 28, 2018. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2024-10-04 | M | D | 13,351 | $0.00 | 101,790 | D | $1.25 · — to 2024-11-28 | 13,351 Common Stock | (F5) The stock option fully vested on November 28, 2018. |