Form 4 for AVK ADVENT CONVERTIBLE & INCOME FUND
Accepted 2024-10-21 00:00:00 ET · period of report 2024-10-17 · accession 0001415889-24-025468 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-10-21 | 2024-10-17 | AVK | SEIZERT GERALD L | Dir, TRUSTEE | P - Purchase | $11.28 | +1,225 | 1,001 | New | +$13.8K |
| M | 2024-10-21 | 2024-10-17 | AVK | SEIZERT GERALD L | Dir, TRUSTEE | P - Purchase | $11.28 | +2 | 6,739 | +0.0% | +$22.56 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-17 | P | A | 2 | $11.28 | 3,757 | I Candace C Seizert Trust | — | — | (F3) The Price and Shares listed are pursuant to the exercise of a rights offering. |
| 2 | Common | Common Stock | 2024-10-17 | P | A | 1,221 | $11.28 | 1,221 | I Laurel R Seizert | — | — | (F2) The Price and Shares listed are pursuant to the exercise of a rights offering. |
| 3 | Common | Common Stock | 2024-10-17 | P | A | 1 | $11.28 | 6,116 | I Candace C. Seizert 2012 Gift Trust | — | — | (F6) The Price and Shares listed are pursuant to the exercise of a rights offering. |
| 4 | Common | Common Stock | 2024-10-17 | P | A | 1 | $11.28 | 4,024 | D | — | — | (F5) The Price and Shares listed are pursuant to the exercise of a rights offering. |
| 5 | Common | Common Stock | 2024-10-17 | P | A | 1 | $11.28 | 1,001 | I Deak K Seizert Residuary Trust Acct for Donna L Henson | — | — | (F1) The Price and Shares listed are pursuant to the exercise of a rights offering. |
| 6 | Common | Common Stock | 2024-10-17 | P | A | 1 | $11.28 | 6,739 | D | — | — | (F4) The Price and Shares listed are pursuant to the exercise of a rights offering. |