Form 4 for SG Sweetgreen, Inc.
Accepted 2024-10-30 00:00:00 ET · period of report 2024-10-28 · accession 0001415889-24-025775 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-10-30 | 2024-10-28 | SG | Ru Nathaniel | Chief Brand Off, Dir | M - OptEx | $0.96 | +1,263 | 1.95M | +0.1% | +$1,212 |
| DI | 2024-10-30 | 2024-10-28 | SG | Ru Nathaniel | Chief Brand Off, Dir | S - Sale+OE | $40.01 | -1,009 | 0 | -100% | -$40.4K |
| DI | 2024-10-30 | 2024-10-21 | SG | Ru Nathaniel | Chief Brand Off, Dir | C - Cnv Deriv | $0.00 | +1,009 | 1,009 | New | $0 |
| D | 2024-10-30 | 2024-10-28 | SG | Ru Nathaniel | Chief Brand Off, Dir | S - Sale+OE | $40.01 | -1,263 | 1.95M | -0.1% | -$50.5K |
| D | 2024-10-30 | 2024-10-28 | SG | Ru Nathaniel | Chief Brand Off, Dir | M - OptEx | $0.00 | -1,263 | 77.5K | -2% | $0 |
| DI | 2024-10-30 | 2024-10-28 | SG | Ru Nathaniel | Chief Brand Off, Dir | C - Cnv Deriv | $0.00 | -1,009 | 3.39M | -0.0% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-10-28 | M | A | 1,263 | $0.96 | 1,953,392 | D | — | — | (F5) Includes 1,800,000 shares subject to restricted stock units that vest over time and if and to the extent the issuer's stock price reaches specified levels. |
| 2 | Common | Class A Common Stock | 2024-10-28 | S | D | 1,009 | $40.01 | 0 | I See footnote | — | — | (F3) Shares sold pursuant to a 10b5-1 plan dated June 10, 2024. (F4) The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.00 to $40.05. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F2) The shares are held by Nathaniel Ru Revocable Trust U/T/A dated October 7, 2016. |
| 3 | Common | Class A Common Stock | 2024-10-21 | C | A | 1,009 | $0.00 | 1,009 | I See footnote | — | — | (F1) Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. (F2) The shares are held by Nathaniel Ru Revocable Trust U/T/A dated October 7, 2016. |
| 4 | Common | Class A Common Stock | 2024-10-28 | S | D | 1,263 | $40.01 | 1,952,129 | D | — | — | (F3) Shares sold pursuant to a 10b5-1 plan dated June 10, 2024. (F4) The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.00 to $40.05. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F5) Includes 1,800,000 shares subject to restricted stock units that vest over time and if and to the extent the issuer's stock price reaches specified levels. |
| 5 | Derivative | Stock Option (Right to Buy) | 2024-10-28 | M | D | 1,263 | $0.00 | 77,487 | D | $0.96 · — to 2024-12-08 | 1,263 Class A Common Stock | (F6) Fully vested. |
| 6 | Derivative | Class B Common Stock | 2024-10-28 | C | D | 1,009 | $0.00 | 3,389,244 | I See footnote | — · — to — | 1,009 Class A Common Stock | (F2) The shares are held by Nathaniel Ru Revocable Trust U/T/A dated October 7, 2016. (F1) Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. |