Form 4 for PDYN Palladyne AI Corp.
Accepted 2024-11-05 00:00:00 ET · period of report 2024-10-31 · accession 0001415889-24-026176 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-11-05 | 2024-10-31 | PDYN | FINN BRIAN D | Dir | A - Grant | $2.20 | +107.5K | 467.8K | +30% | +$236.6K |
| DI | 2024-11-05 | 2024-10-31 | PDYN | FINN BRIAN D | Dir | A - Grant | $0.13 | +107.5K | 107.5K | New | +$14.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-31 | A | A | 107,526 | $2.20 | 467,760 | I By Marstar Investments LLC | — | — | (F2) Securities are held by Marstar Investments LLC ("Marstar"). Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. |
| 2 | Derivative | Warrants (right to buy) | 2024-10-31 | A | A | 107,526 | $0.13 | 107,526 | I By Marstar Investments LLC | $2.30 · 2025-05-01 to 2030-05-01 | 107,526 Common Stock | (F2) Securities are held by Marstar Investments LLC ("Marstar"). Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. |