Form 4 for NBHC National Bank Holdings Corp
Accepted 2024-11-12 00:00:00 ET · period of report 2024-11-08 · accession 0001415889-24-026657 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-12 | 2024-11-08+ | NBHC | Kramer Valerie D. | Chief Digital Off | S - Sale+OE | $49.82 | -2,172 | 10.7K | -17% | -$108.2K |
| DM | 2024-11-12 | 2024-11-08 | NBHC | Kramer Valerie D. | Chief Digital Off | M - OptEx | $33.70 | +1,275 | 11.9K | +12% | +$43.0K |
| DM | 2024-11-12 | 2024-11-08 | NBHC | Kramer Valerie D. | Chief Digital Off | M - OptEx | $0.00 | -1,275 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-11 | S | D | 897 | $50.11 | 9,755 | D | — | — | |
| 2 | Common | Common Stock | 2024-11-08 | M | A | 678 | $32.65 | 11,330 | D | — | — | (F1) Includes 532 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 30, 2024. |
| 3 | Common | Common Stock | 2024-11-08 | M | A | 597 | $34.90 | 11,927 | D | — | — | |
| 4 | Common | Common Stock | 2024-11-08 | S | D | 1,275 | $49.62 | 10,652 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $49.62 to $49.64, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4. |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2024-11-08 | M | D | 678 | $0.00 | 0 | D | $32.65 · — to 2028-03-01 | 678 Common Stock | (F3) Time-vested stock option award. Award vested in three equal annual installments, the first of which occurred on April 28, 2019. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2024-11-08 | M | D | 597 | $0.00 | 0 | D | $34.90 · — to 2028-11-07 | 597 Common Stock | (F4) Time-vested stock option award. Award vested in three equal annual installments, the first of which occurred on October 1, 2019. |